Search for: "Cash Register Sales "
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13 Jun 2022, 3:00 am
” Accordingly, for the staff to conclude that a sale of securities for deferred shipment or delivery is intended to be physically settled, it is a necessary prerequisite that at the time the parties enter into the contract (i) the offer and sale of the underlying securities must be registered in compliance with Section 5 of the Securities Act or an exemption from registration must be available with respect to the underlying securities, and (ii) any applicable… [read post]
23 Jun 2016, 4:00 am
One extreme is the teenage punk with orange hair and a nose ring, and he’s stealing cash out of the register or letting his friends have free chips and soda. [read post]
29 Dec 2006, 11:29 am
When the letter came from City Hall threatening punishment if he continued to serve foie gras at his North Side restaurant, Doug Sohn framed the warning and set it beside his cash register. [read post]
29 Jul 2011, 9:07 am
A domestic issuer exemption was adopted by the Kansas Office of the Securities Commissioner, effective August 12, 2011, along with updates to federal securities statutory and rule references.An issuer’s offer or sale of a security is exempt from registration, advertising filing and issuer-agent licensing, provided:(1) the issuer is a Kansas-organized business;(2) the transaction complies with the federal intrastate offering exemption at Section 3(a)(11) of the Securities Act of… [read post]
9 Jun 2011, 5:00 am
While there, be sure to register for our free special report, Business Owner Blues. [read post]
2 Jan 2015, 5:49 am
Upon termination of the policy, the remaining cash value becomes worthless. [read post]
17 Nov 2009, 1:04 am
With respect, the applicants’ submissions fail to grapple with the critical question whether the bare trade marks would be readily convertible into cash by sale to satisfy an adverse order for costs. [read post]
22 Sep 2014, 5:01 am
In other instances, Walmart employees told customers that the 50 cent increase was on account of a New York sugar tax, a tax that does not exist.The investigation determined that Walmart cash registers were programmed to charge the higher price. [read post]
29 Jul 2015, 1:05 pm
Transactional exemptions cover isolated nonissuer transactions, nonissuer transactions through a registered broker-dealer, bona fide pledgee transactions, nonissuer transactions involving a federal covered investment adviser, transactions exchanging securities for cash, underwriter transactions, nonissuer sales of notes or bonds, institutional investor sales, 25-purchaser sales, employee benefit plan transactions, existing securityholder transactions,… [read post]
25 Aug 2021, 6:16 am
She noted that Coinbase was not required to register with the CFTC and that it did not offer any derivatives products regulated by the CFTC. [read post]
4 Sep 2018, 6:52 am
According to the SEC’s complaint, 1 Global worked with a network of both registered and unregistered investment advisors, brokers who were barred from the industry, and other sales agents. [read post]
23 May 2019, 9:53 am
Pacheco’s misappropriation accelerated the rate at which IPro became unable to pay the commissions and bonuses due its investors.The complaint further alleged that Pacheco’s offer and sale of IPro instructional packages constituted an unregistered sale of securities because the IPro instructional packages involve (i) an investment in a pyramid scheme; and/or (ii) an investment in the PRO Currency digital assets, and therefore must be registered with the… [read post]
3 Nov 2011, 8:21 am
What is short sale fraud? [read post]
8 Sep 2008, 10:22 am
As the Times article explains, zappers are used to alter the electronic sales records in a cash register: If the business is a restaurant, the owner uses the zapper to erase the register's record of food orders the total cost of which is equivalent to the amount of money the owner has siphoned from the take. [read post]
20 Nov 2015, 5:00 am
The aggregate offering amount from all cash and consideration received for sales except for sales made to accredited or institutional investors may not exceed $1 million. [read post]
25 Feb 2013, 11:42 am
ICON launched its first investment fund, ICON Cash Flow Partners L.P., in 1987. [read post]
31 Dec 2015, 7:08 am
No business can survive without sufficient cash on hand, and a lack of operating capital is one of the most surefire factors likely to contribute to a business’ failure. [read post]
11 Mar 2016, 4:29 pm
CHS operates a commodity brokerage subsidiary, CHS Hedging, which is registered as an FCM with the CFTC. [read post]
25 Mar 2014, 10:17 am
Improper Loans The payment of the improperly allocated expenses shrank the cash reserve of the ECP Funds. [read post]
22 Feb 2018, 7:27 am
(“AFIN”) is “designed to protect shareholder capital and provide attractive, stable cash distributions. [read post]
