Search for: "Edward Simmons" Results 81 - 87 of 87
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7 Nov 2016, 9:31 am by Green, Schafle & Gibbs
 Individuals Barred, Suspended, Fined, or SanctionedThomas Edward Brenner Jr. of Orrville, Ohio submitted an AWC in which he was assessed a deferred fine of $30,000, suspended from association with any FINRA member in any capacity for 16 months, and ordered to pay deferred disgorgement of commissions of $189,000, plus interest. [read post]
3 Nov 2022, 5:12 am by Emma Snell
Edward Wong reports for the New York Times. [read post]
25 Dec 2017, 9:40 pm by The Regulatory Review
Building for Disaster October 16, 2017  | Jeffrey Czajkowski, Kevin Simmons, and James Done In today’s political climate, public mood appears receptive to rolling back various regulations. [read post]
25 Dec 2017, 9:40 pm by The Regulatory Review
Building for Disaster October 16, 2017  | Jeffrey Czajkowski, Kevin Simmons, and James Done In today’s political climate, public mood appears receptive to rolling back various regulations. [read post]
17 Dec 2020, 8:30 pm by Jim Sedor
Electoral College Affirms Biden’s Victory on a Relatively Calm Day of a Chaotic Election MSN – Elise Viebeck, Dan Simmons, Amy Worden, and Omar Sofradzija (Washington Post) | Published: 12/14/2020 President-elect Joe Biden achieved formal victory over President Trump, winning his 306 votes in the electoral college and advancing one more step toward inauguration even as die-hard Trump supporters redoubled their efforts to stop the normal transfer of power. [read post]
7 Feb 2020, 3:00 am by Jim Sedor
National/Federal Bolton Book Details Trump Efforts to Deploy Giuliani in Ukraine Courthouse News Service – Tim Ryan, Jack Rodgers, and Adam Klasfeld | Published: 1/31/2020 In his unreleased book, former national security adviser John Bolton says President Trump asked him to help arrange a meeting between Rudy Giuliani and the president of Ukraine at the time Trump sought to have Ukraine announce investigations into former Vice President Joe Biden and his son. [read post]