Search for: "Gurbir Grewal"
Results 81 - 100
of 263
Sorted by Relevance
|
Sort by Date
16 Aug 2019, 11:27 am
” The order sets a hearing for late October for the Attorney General of the State of New Jersey, Gurbir Singh Grewal, to respond to the Order to Show Cause. [read post]
13 May 2019, 1:45 pm
Grewal in a statement. [read post]
23 May 2024, 3:00 am
” The SEC’s press release has this to say in a quote by Enforcement Director Gurbir Grewal: Under Reg SCI, [intermediaries] have to immediately notify the SEC of cyber intrusions into relevant systems that they cannot reasonably estimate to be de minimis events right away. [read post]
31 Jul 2019, 8:24 am
Sheridan ultimately granted Attorney General Gurbir Grewal’s motion for summary judgment and that there were not any more issues of material fact that weren’t already addressed by the lower court’s precedent decision. [read post]
20 Sep 2022, 12:21 pm
“If not properly safeguarded, this sensitive information can end up in the wrong hands and have disastrous consequences for investors,” SEC Enforcement Director Gurbir Grewal said. [read post]
9 Dec 2023, 6:30 am
(Of course, you might recall that Gurbir S. [read post]
7 Feb 2019, 2:30 pm
And in the other filing, Grewal may now get a sequel situated in the state of New Jersey, as Defense Distributed has submitted a fresh legal complaint against New Jersey Attorney General Gurbir Grewal. [read post]
Employees’ use of off-channel communications – growing regulatory interest on both sides of the pond
9 Nov 2021, 8:55 pm
On October 6, 2021, Gurbir Grewal, Director, Division of SEC Enforcement, spoke about the importance of recordkeeping requirements, and the need for market participants to put in place appropriate policies and procedures to preserve “off-channel” communications. [read post]
4 Oct 2023, 3:29 am
Enforcement Director Gurbir Grewal shared this warning in the SEC’s announcement about the second case: “Entities employing confidentiality, separation, employment and other related agreements should take careful notice of today’s enforcement action,” said Gurbir S. [read post]
5 Jan 2023, 3:15 am
” (emphasis added) December 13, 2022: Per SEC Enforcement Director Gurbir Grewal at the DOJ FTX Press conference: “Grewal warned investors and customers to remain cautious on crypto platforms, which he said “don’t provide [customers] with the same robust level of disclosures and protections against fraud and conflicts of interest” as SEC-registered platforms do. [read post]
10 Apr 2024, 7:02 am
Grewal highlighted the consequences of lack of registration and compliance. [read post]
30 Mar 2021, 3:01 pm
Further to the IPBiz post Gurbir S. [read post]
21 Feb 2023, 9:22 am
Grewal, Director of the SEC’s Division of Enforcement.The Chicago-based OCC was designated a systemically important financial market utility in 2012 under the Dodd-Frank Act. [read post]
10 Aug 2022, 10:51 am
In commemoration of National Whistleblower Day, SEC Director of the Division of Enforcement Gurbir S. [read post]
23 Nov 2021, 1:33 pm
The agency’s press release about the Enforcement Division’s activities included a statement by Gurbir Grewal, the Director of the Division of Enforcement, in which Grewal suggested that the Enforcement Division had been able to pursue the various actions despite the impact of the coronavirus outbreak, suggesting that the decline in the number of actions in FY 2021 (and perhaps for FY 2020 as well) was due to the pandemic. [read post]
27 Jan 2022, 10:33 am
In addition, former Co-Director of Enforcement Stephanie Avakian also discussed current SEC enforcement trends under Director of Enforcement Gurbir Grewal.The panel, “The SEC in 2022”, was held at the 49th Annual Securities Regulation Institute hosted by the Northwestern University Pritzker School of Law. [read post]
5 Feb 2024, 9:01 pm
Grewal, Dir., Div. of Enforcement, U.S. [read post]
23 Mar 2018, 5:29 am
Police Departments are also required to implement “early warning systems” triggered by problem behavior such as misconduct accusations, lawsuits, domestic abuse and drunken driving under a separate directive announced by Attorney General Gurbir Grewal’s office. [read post]
23 Mar 2018, 5:29 am
Police Departments are also required to implement “early warning systems” triggered by problem behavior such as misconduct accusations, lawsuits, domestic abuse and drunken driving under a separate directive announced by Attorney General Gurbir Grewal’s office. [read post]
State of NJ Sues a NJ Based Opioid Manufacturer Seeking Reimbursement of Workers' Compensation Costs
13 Nov 2018, 4:17 pm
This is a significant action as Johnson and Johnson is a major player in New Jersey's economy.Attorney General Gurbir S. [read post]
