Search for: "Harris v. Securities and Exchange Commission"
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18 May 2018, 3:56 am
., Broadcom v. [read post]
7 May 2018, 5:00 am
The Home Office reaffirmed this response in part in a Dec. 11, 2017 written question and answer exchange. [read post]
27 Apr 2018, 6:01 am
Securities and Exchange Commission, on Thursday, April 26, 2018 Tags: Broker-dealers, Capital formation, Capital markets, Conflicts of interest, Cybersecurity, Disclosure, Fiduciary duties, Investment advisers, Investor protection, Risk management, SEC, Securities regulation [read post]
19 Mar 2018, 10:23 am
Lankford and Harris now reportedly intend to introduce the amendment as a stand-alone bill. [read post]
24 Feb 2018, 5:57 am
Chesney and Steve Vladeck shared the National Security Law Podcast. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission was created on October 30, 2000 by the Floyd D. [read post]
25 Dec 2017, 9:40 pm
Supreme Court’s recent decision in Endrew F. v. [read post]
25 Dec 2017, 9:40 pm
Supreme Court’s recent decision in Endrew F. v. [read post]
16 Dec 2017, 4:55 am
On this week's episode of Rational Security, Susan Hennessey, Tamara Wittes, and Shane Harris talked about the most pressing national security issue of the week: a mysterious, cigar-shaped asteroid traveling in our solar system. [read post]
3 Nov 2017, 9:24 am
” 1934: Jackson becomes general counsel of the Bureau of Internal Revenue in the Treasury Department – a precursor to the Internal Revenue Service that makes Jackson the head of the largest law office in the country (larger than the Department of Justice). 1935: Jackson moves to the Securities and Exchange Commission to work on defending the constitutionality of the Public Utility Holding Company Act. 1936: Jackson becomes assistant attorney general in charge… [read post]
1 Sep 2017, 6:49 am
On Appeal from the 189th District Court, Harris County, Texas, Trial Court Case No. 2015-24829. [read post]
4 Aug 2017, 4:50 pm
(Note that FINRA decisions can be appealed to the Securities and Exchange Commission, a governmental body.) 3. [read post]
23 Jul 2017, 9:20 pm
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
12 Jul 2017, 12:21 pm
The NAC is a private body, but it plays an important role in a government-authorized self-regulatory system, and indeed its decisions are subject to appeal to a government body, the Securities and Exchange Commission. [read post]
21 Jun 2017, 7:59 am
(Harris v. [read post]
12 Jun 2017, 4:29 am
Securities and Exchange Commission, “suggests the ostensible remedy of disgorgement, at least as sought by the SEC, may be vulnerable. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
24 Mar 2017, 6:00 am
[More…] Why the Securities and Exchange Commission’s Administrative Law Judges are Unconstitutional by Linda D. [read post]
10 Feb 2017, 5:54 am
Cohen, Latham & Watkins LLP, on Sunday, February 5, 2017 Tags: Accounting, Disclosure, Earnings disclosure, Exchange Act, Filings, Financial reporting, IPOs, JOBS Act, Registration statements, Regulation S-K, SEC, Securities Act, Securities regulation, Small firms 2016 Developments in Securities and M&A Litigation Posted by Cleary Gottlieb Steen & Hamilton LLP, on Monday, February 6, 2017 Tags: Appraisal rights, Class actions, Delaware cases,… [read post]
