Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,"
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12 Aug 2015, 6:33 am
Securities and Exchange Commission. [read post]
5 Aug 2015, 2:23 pm
Securities and Exchange Commission. [read post]
9 May 2012, 7:00 am
The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. [read post]
30 Sep 2015, 7:00 am
Securities and Exchange Commission, on Wednesday, September 30, 2015 Editor's Note: Luis A. [read post]
12 Apr 2012, 1:08 am
Fourth, it could be clarified that an off-exchange transaction takes place in the U.S. if either party made or accepted the offer to purchase or sell the security while in the U.S. [read post]
20 Nov 2015, 6:14 am
Securities and Exchange Commission, on Friday, November 20, 2015 Editor's Note: Luis A. [read post]
8 May 2015, 6:10 am
Aguilar is a Commissioner at the U.S. [read post]
21 May 2015, 6:06 am
Aguilar is a Commissioner at the U.S. [read post]
26 Jun 2015, 6:00 am
Securities and Exchange Commission. [read post]
16 Jul 2015, 6:13 am
Securities and Exchange Commission. [read post]
19 Apr 2010, 3:32 pm
Securities and Exchange Commission split 3-2 along party lines to approve an enforcement case against Goldman Sachs Group Inc., according to two people with knowledge of the vote. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
2 Jul 2009, 9:16 am
Securities and Exchange Commission as the commissioners approved a long-awaited board election reform and proposed a series of wide-ranging disclosure rules. [read post]
1 Jul 2015, 1:00 pm
Securities and Exchange Commission. [read post]
30 Apr 2015, 6:14 am
Securities and Exchange Commission. [read post]
11 Apr 2012, 4:15 pm
In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
12 Jul 2013, 12:12 pm
However, much to the consternation of the lone dissenting Commissioner Luis Aguilar, this provision will not bar persons who have committed financial and other crimes in the past. [read post]
25 May 2011, 11:33 am
” Commissioners Luis Aguilar and Elisse Walter joined Schapiro in voting in favor of the rules. [read post]
29 Sep 2011, 10:29 am
By Nicolas Morgan and Patrick Hunnius, DLA Piper, Los Angeles, CA The Securities and Exchange Commission is increasing its scrutiny of China-based companies with securities traded on U.S. stock exchanges. [read post]
1 Aug 2012, 1:38 pm
Jointly Submitted Plan Commissioner Luis Aguilar voted against passing Rule 613 for a number of reasons. [read post]
