Search for: "Luis A. Aguilar, U.S. Securities and Exchange Commission," Results 81 - 100 of 113
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
The Role of Chief Compliance Officers Must be Supported
30 Jun 2015, 12:59 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Registration Framework for the Derivatives Market
12 Aug 2015, 6:33 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The CEO Pay Ratio Rule
5 Aug 2015, 2:23 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Importance of Being Earnest About Liquidity Risk Management
30 Sep 2015, 7:00 am
Securities and Exchange Commission, on Wednesday, September 30, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Wow! 3000 Tips in One Year for the SEC's New Whistleblower Office
30 Oct 2012, 8:31 am
When Congress passed a law encouraging whistleblowers to report fraud to the SEC, everyone expected that the Securities and Exchange Commission (SEC) would get more tips. [read post]
Atlanta Injury Lawyer Blog - http://www.atlanta-injurylawyerblog.com/
The Continuing Work of Enhancing Small Business Capital Formation
20 Nov 2015, 6:14 am
Securities and Exchange Commission, on Friday, November 20, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Bipartisan Group of Former SEC Officials and Securities Experts Confirms Longstanding SEC Authority on Climate Disclosure
16 Jun 2022, 9:05 pm by Working Group on Securities Disclosure Authority
Securities and Exchange Commission on June 16, 2022. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Focusing on Dealer Conduct in the Derivatives Market
8 May 2015, 6:10 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Effective Regulatory Oversight and Investor Protection Requires Better Information
21 May 2015, 6:06 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Threefold Cord—Working Together to Meet the Pervasive Challenge of Cyber-Crime
26 Jun 2015, 6:00 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
GOP SEC Appointees Voted Against Charges Against Goldman
19 Apr 2010, 3:32 pm by Big Tent Democrat
Securities and Exchange Commission split 3-2 along party lines to approve an enforcement case against Goldman Sachs Group Inc., according to two people with knowledge of the vote. [read post]
TalkLeft: The Politics of Crime - http://www.talkleft.com/
Revisiting the Regulatory Framework of the US Treasury Market
16 Jul 2015, 6:13 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The SEC Releases a Study on Transnational Fraud Lawsuits - Ted Allen - Governance
11 Apr 2012, 4:15 pm by Ted Allen
 In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
The Securities and Exchange Commission Opens the Door for Hedge Fund Advertising
12 Jul 2013, 12:12 pm by Ailyn Cabico
  However, much to the consternation of the lone dissenting Commissioner Luis Aguilar, this provision will not bar persons who have committed financial and other crimes in the past. [read post]
Investment Fund Law Blog - http://www.investmentfundlawblog.com/
Making Executive Compensation More Accountable
1 Jul 2015, 1:00 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Improving Transparency for Executive Pay Practices
30 Apr 2015, 6:14 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Final Proxy Access Rule Wins SEC Approval - Ted Allen - Governance
25 Aug 2010, 7:00 am by Ted Allen
Securities and Exchange Commission voted 3-2 today to approve a final proxy access rule that will be in effect for most of the 2011 proxy season. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
In Split Vote, SEC Approves New Rules to Reward Whistleblowers
25 May 2011, 11:33 am by Jenna Greene
Securities and Exchange Commission today approved final rules for rewarding whistleblowers who provide the agency with tips that lead to successful prosecutions. [read post]
The BLT: Blog of Legal Times - http://legaltimes.typepad.com/blt/
3½ Thoughts about the Consolidated Audit Trail
1 Aug 2012, 1:38 pm by David Smyth
Jointly Submitted Plan Commissioner Luis Aguilar voted against passing Rule 613 for a number of reasons. [read post]
Cady Bar the Door - http://www.secmiscellany.com
A Momentous Day for Investors Submitted by: Ted Allen, Publications
2 Jul 2009, 9:16 am
Securities and Exchange Commission as the commissioners approved a long-awaited board election reform and proposed a series of wide-ranging disclosure rules. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/