Search for: "Mary Jo Andrews"
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6 Feb 2015, 6:00 am
Chanbonpin ProfChanbonpin John Marshall (Chicago) Anupam Chander AnupamChander UC Davis Guy-Uriel Charles ProfGuyCharles Duke Mary Cheh marycheh George Washington Jim Chen chenx064 Michigan State Miriam Cherry Prof_MCherry St. [read post]
5 Feb 2015, 4:30 am
Participating in Meetings and on Committees, Andrew Larratt-Smith, John Armijo and Dawn Osborne-Adams15. [read post]
29 Jan 2015, 9:44 am
On January 16, 2015, SEC Chair Mary Jo White issued a directive that the staff of the SEC review its position on Rule 14a-8(i)(9) of the Securities Exchange Act of 1934 (the “Exchange Act”). [read post]
17 Dec 2014, 6:02 am
SEC Chair Mary Jo White and Enforcement Director Andrew Ceresney have each touted the agency’s “broken windows” approach to enforcement. [read post]
23 Oct 2014, 3:28 am
” With respect to the use of data and analysis, the press release quotes SEC Chair Mary Jo White as saying that “the innovative use of technology – enhanced use of data and quantitative analysis – was instrumental in detecting misconduct and contributed to the Enforcement Division’s success in bringing quality actions. [read post]
14 Oct 2014, 8:58 pm
Securities and Exchange Commission Chair Mary Jo White, U.S. [read post]
6 May 2014, 4:26 pm
The following BakerHostetler Executive Alert was authored by: Andrew W. [read post]
11 Apr 2014, 5:00 am
Legislators Don’t Disclose Gifts, Resist Change Arizona Republic – Mary Jo Pitzl | Published: 4/8/2014 Disclosure is not a comfortable topic at the Arizona Capitol, where four years ago the Fiesta Bowl scandal erupted over 28 current and former lawmakers accepting lavish trips and college-football game tickets. [read post]
26 Mar 2014, 7:15 am
Recent public comments from SEC Chair Mary Jo White in her speech: “Protecting the retail investor”. [read post]
25 Feb 2014, 10:02 am
From a litigation and enforcement perspective, key takeaways from the conference include the following: • SEC Chair Mary Jo White began her address by discussing the “unprecedented rulemaking agenda” currently facing the SEC by virtue of the mandates set forth in both the Dodd-Frank and Jumpstart Our Business Startups (“JOBS”) Acts. [read post]
16 Feb 2014, 6:00 am
” — Mary Jo White, Chair of the SEC, October 9, 2013 “In the end, our view is that we will not know whether there has been an overall reduction in accounting fraud until we devote the resources to find out, which is what we are doing. [read post]
6 Feb 2014, 11:40 am
Heenan acted for the syndicate of lenders with a team that included Joel Cabelli, Marie-Josée Couture and Joëlle Girard.March 27, 2013 – Sichuan Bohong Industry Co., Ltd. completes its acquisition of Wescast Industries Inc. [read post]
31 Jan 2014, 5:20 am
Welcoming Remarks from Chair Mary Jo White Investors and the SEC relies on compliance officers. [read post]
18 Dec 2013, 6:18 am
Andrew J. [read post]
6 Dec 2013, 12:34 am
With the arrival of the new Chair of the SEC, Mary Jo White, the agency has undertaken a variety of new enforcement initiatives. [read post]
20 Nov 2013, 7:41 pm
My article, "Transnational Corporations' Outward Expression of Inward Self-Constitution: The Enforcement of Human Rights by Apple, Inc." has just been published and will appear in the Indiana Journal of Global Legal Studies 20(2):805-879 (2013). [read post]
14 Nov 2013, 1:04 pm
Burns, the Johns Hopkins University ; Andrew L. [read post]
1 Nov 2013, 4:59 am
Bold and Unrelenting Enforcement from the SEC: A Six Month Review by Terence Healy in The CLS Blue Sky Blog Mary Jo White promised Congress she would pursue a “bold and unrelenting” enforcement program as Chairman of the Securities and Exchange Commission (“SEC”). [read post]
26 Oct 2013, 6:02 am
In the six months since Mary Jo White was sworn in as the Securities and Exchange Commission’s 31st Chairman, the SEC has announced important new policies and initiatives as the agency has begun to utilize new enforcement authority under the Dodd-Frank Act and to redeploy resources. [read post]
25 Oct 2013, 6:34 am
White softens stance on minor securities violations by Mark Schoeff Jr. in Investment News Securities and Exchange Commission Chairman Mary Jo White told compliance officers Tuesday that the agency will work with them to address regulatory lapses before resorting to enforcement. [read post]
