Search for: "Merrill Lynch Bank "
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18 Dec 2009, 9:35 am
The SEC has begun to probe Bank of America’s failure to disclose increasing losses at Merrill Lynch prior to its acquisition. [read post]
2 Oct 2011, 2:51 pm
Three years after the financial crisis, Merrill Lynch is thriving, despite fears it would drag Bank of America down. [read post]
31 Aug 2006, 7:49 am
Merrill Lynch has agreed to buy Turkish bank Tat Yatirim Bankasi, including its brokerage unit Tat Menkul, the U.S. [read post]
26 Mar 2008, 4:08 am
In turn, Merrill downgraded regional banks Bank of America, PNC Financial and SunTrust Banks , saying the bursting of the housing bubble [...] [read post]
24 Jun 2016, 1:12 pm
A large number of investors are suing Bank of America’s brokerage arm, operated by Merrill Lynch, for sales practice abuses surrounding Strategic Return Notes. [read post]
17 Oct 2011, 8:25 am
After the Bank of America takeover, Merrill Lynch transitioned to a new system to monitor employee accounts. [read post]
31 Jul 2018, 12:37 pm
The second disclosure involves Roberts’ discharge by Merrill Lynch on 7/17/2017, alleging “conduct inconsistent with firm standards regarding personal bank accounts. [read post]
21 Nov 2014, 11:51 am
On November 17, Bank of America and Merrill Lynch settled securities claims brought by the FDIC related to RMBS sold to United Western Bank. [read post]
7 Jan 2013, 2:04 pm
Bank, acting in its capacity as Trustee for two Merrill Lynch RMBS trusts that issued over $1 billion in RMBS certificates, filed a complaint in New York Supreme Court against Merrill Lynch. [read post]
27 Apr 2015, 11:16 am
On April 22, 2015, Bank of America and Merrill Lynch reached an agreement with several Prudential Insurance Co. affiliates to settle two lawsuits brought by Prudential. [read post]
24 Jun 2016, 1:12 pm
A large number of investors are suing Bank of America’s brokerage arm, operated by Merrill Lynch, for sales practice abuses surrounding Strategic Return Notes. [read post]
11 Jun 2010, 11:25 am
Lipson lost $20,000 in a Merrill Lynch CDO. [read post]
15 Sep 2008, 5:46 pm
Bank of America is getting a lot of assets in its $50 billion acquisition of Merrill Lynch. [read post]
22 Oct 2009, 11:13 am
Last week the Delaware Court of Chancery heard arguments in the litigation involving the Bank of America and Merrill Lynch merger. [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Merrill Lynch also engaged in significant remediation in response to the Rule 21F-17 violation, including the revision of its agreements, policies and procedures, and the implementation of a mandatory annual whistleblower-training program for all employees of Merrill Lynch and its parent corporation, Bank of America. [read post]
31 May 2016, 1:56 pm
On May 24, 2016, HSBC Bank USA, N.A., in its capacity as Trustee of Merrill Lynch Alternative Note Asset Trust, Series 2007-0AR5 (“the Trust”), served a summons with notice on Merrill Lynch Mortgage Lending, Inc. [read post]
22 Mar 2019, 8:55 am
The SEC’s order found that Merrill Lynch improperly borrowed pre-released ADRs from other brokers when Merrill Lynch should have known that those brokers – middlemen who obtained pre-released ADRs from depositaries – did not own the foreign shares needed to support those ADRs. [read post]
22 Jul 2010, 11:20 am
New York is suing Bank of America and its Merrill Lynch securities firm over the companies' merger and Merrill's subprime mortgage exposure. [read post]
14 Nov 2018, 2:54 pm
Merrill Lynch is now a Bank of America (BAC) subsidiary. [read post]
23 Aug 2019, 1:29 pm
This week the sun has set on the near quarter of a century career of Bank of America Merrill Lynch top private wealth manager Patrick Dwyer. [read post]
