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22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
22 May 2024, 7:44 am
… 50 If given the reach contended for by the Commissioner, the removal notice would govern (and subject to punitive consequences under Australian law) the activities of a foreign corporation in the United States (where X Corp’s corporate decision-making occurs) and every country where its servers are located; and it would likewise govern the relationships between that corporation and its users everywhere in the world. [read post]
22 May 2024, 5:23 am
This innovative service streamlines the eDiscovery process by enabling secure and defensible data collection from mobile devices – all within a single business day. [read post]
21 May 2024, 9:01 pm
Recommendations The kinds of recommendations that are the subject of the Final Rule’s test track the three categories the DOL had included in its Proposal: Post-Rollover Investments – Recommendations as to the advisability of acquiring, holding, disposing of, or exchanging, securities or other investment property, as to investment strategy, or as to how securities or other investment property should be invested after the securities or other investment… [read post]
21 May 2024, 10:07 am
KJK is proud to announce that Scott Brown has joined our Columbus office as a Partner in our Corporate & Securities and Intellectual Property practice groups. [read post]
20 May 2024, 10:00 pm
ESOPs are top on the list because they must invest primarily in employer securities. [read post]
20 May 2024, 8:03 pm
This came as entities prepare for the incoming Treasury Laws Amendment (Financial Markets Infrastructure and Other Measures) Bill 2024 which will mandate climate-related financial disclosures for entities reporting under the Corporations Act. [read post]
20 May 2024, 3:43 pm
With regards to overriding mandatory provisions, the study outlines several initiatives at national level in the Member States that were discussed or approved to enact a mandatory corporate duty of care regarding human rights and the environment. [read post]
20 May 2024, 7:53 am
There are approximately four major companies in the world that manufacture and lay subsea cables: America’s SubCom, Japan’s NEC Corporation, France’s Alcatel Submarine Networks and China’s HMN Tech. [read post]
19 May 2024, 9:05 pm
Securities Regulation | Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead. [read post]
19 May 2024, 4:01 am
The National Bank is therefore enjoined from honouring Eurobank’s demand for payment under the fraud exception recognized in Angelica-Whitewear. [read post]
17 May 2024, 7:00 am
Among the 40 policies we tested, the most popular ones are those that crack down on corporations, lower the prices of health care and other things, and protect Medicare and Social Security. [read post]
16 May 2024, 4:02 pm
Employee diversion can result in unwanted local and national publicity leading to erosion of public trust and confidence. [read post]
16 May 2024, 7:57 am
There is a bit of a warning here: where (especially non-OECD) States begin to take the position that certain information constitutes state secrets or are vital to national security and create a distinctive cognitive legality that treats information as a State asset, compliance may become harder. [read post]
15 May 2024, 9:05 pm
., reliable collateral) to secure members’ obligations to the clearinghouse. [read post]
15 May 2024, 12:09 pm
Harrah's Arizona Corporation (Tribal Sovereign Immunity; Race Discrimination) Springer v. [read post]
14 May 2024, 9:05 pm
CFIUS scrutinizes foreign investments that may affect national security, and the board observer approach has helped ensure such investments proceed without compromising U.S. interests, by enabling foreign investors to appoint a board observer. [read post]
13 May 2024, 9:01 pm
Securities and Exchange Commission (SEC) announced that UK- and Australia-based mining company Rio Tinto had agreed to pay a $15 million civil penalty to resolve alleged violations of the FCPA. [read post]
13 May 2024, 5:50 am
This was followed by data security (68%); privacy and confidentiality of data (62%); compliance with laws and regulations (60%); and ethical and responsible usage (57%). [read post]
13 May 2024, 12:57 am
Associated Newspapers Ltd (ANL) is the corporate entity defending the case brought by the likes of Prince Harry, Sir Elton John and Doreen Lawrence. [read post]
