Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
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1 Dec 2015, 3:08 am
The exchanges would, in comparison to their larger national exchange counterparts (Nasdaq Stock Exchange, New York Stock Exchange, etc.), allow smaller or earlier-stage companies to list their shares and provide for some liquidity. [read post]
23 Nov 2015, 3:15 pm
On January 1, 2016, the New York Stock Exchange (“NYSE”) – now owned by Intercontinental Exchange, Inc. [read post]
8 Sep 2015, 5:08 pm
The dust-up in Delaware over fee-shifting bylaws got started in May 2014, when the Delaware Supreme Court in the ATP Tours, Inc. v. [read post]
28 Aug 2015, 7:11 am
ICE proposed to one company that it would waive the licensing fee if it directed stock transactions to the NYSE, which has seen its share of the equities business dwindle, instead of rival exchanges, an executive at the trading firm said.link: http://www.bloomberg.com/news/articles/2015-08-28/nyse-draws-users-ire-with-fee-increases-patent-charge-proposal**Recall Edge Capture LLC et al. v. [read post]
15 Jul 2015, 5:30 pm
New York Probate Lawyers said this is the first New York decision to consider the effect of the recent AT & T divestiture on a bequest of AT & T stock. [read post]
6 Jul 2015, 5:08 pm
Walmex’s American Depositary Receipts trade on the New York Stock Exchange. [read post]
19 May 2015, 7:30 am
On December 10, 2014, BPZ Resources stated that the company received notification from the New York Stock Exchange (NYSE) that the Company had fallen below the NYSE’s continued listing standards and would be delisted. [read post]
18 May 2015, 7:03 am
On January 8, 2015, Quicksilver issued a press release stating that the New York Stock Exchange (NYSE) had determined to commence proceedings to delist the company’s common stock in view of its low trading price and suspended trading. [read post]
23 Mar 2015, 2:16 am
Walmex’s American Depositary Receipts trade on the New York Stock Exchange. [read post]
6 Mar 2015, 2:57 pm
Along with submitting the AWC, Citigroup consented to censure and a fine of $3,000,000—paid jointly to FINRA and the New York Stock Exchange (“NYSE”). [read post]
17 Aug 2014, 1:22 pm
It is publicly owned and its shares are traded on the New York Stock Exchange, with whose Exchange listing rules Apparel Mart must comply. [read post]
12 Jun 2014, 5:58 am
Administrative Proceeding File No.: 3-15912 Case filed: June 6, 2014 Qualifying judgment/order: June 6, 2014 06/06/2014 09/04/2014 2014-56 In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
12 May 2014, 7:18 am
The exchanges, such as the New York Stock Exchange (“NYSE”), pay these liquidity rebates, which typically amount to a fraction of a penny per share, because it increases the overall liquidity in that marketplace. [read post]
30 Apr 2014, 8:56 am
In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
30 Sep 2013, 1:29 pm
The New York Stock Exchange suspended trading of Lone Pine’s common stock on September 16, 2013, and the Toronto Stock Exchange suspended trading on September 17, 2013. [read post]
27 Sep 2013, 11:51 am
Although the company still operates and trades on the New York Stock Exchange (NYSE: WCG), a new board of directors has been put in place. [read post]
16 Jul 2013, 9:23 pm
Shares of Edwards were up 3.7 percent at $68.25 in early afternoon trading on the New York Stock Exchange, while shares of Medtronic were down 1.4 percent at $53.01. [read post]
6 Jul 2013, 11:41 am
The defendants moved to dismiss, noting that SPG had received email confirmation from New York Stock Exchange staff that shareholder approval of the amendment was not required under NYSE rules. [read post]
23 Apr 2013, 7:23 am
The arbitration clause reads:any dispute, controversy or claim arising out of or based upon or relating to Employment Related Matters will be finally settled by arbitration in New York City before, and in accordance with the rules . . . of, the New York Stock Exchange, Inc. [read post]
1 Mar 2013, 3:12 pm
But the NASD was no longer available to arbitrate because in July 2007 FINRA was created through the consolidation of the NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange (NYSE). [read post]
