Search for: "Newman v. Downing"
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5 Mar 2018, 4:30 am
Coverage and commentary continue in Janus v. [read post]
23 Feb 2018, 5:37 am
CU raised an interesting argument: that the regulation is like the one struck down by the Supreme Court in NAACP v. [read post]
14 Feb 2018, 2:57 pm
In the following guest post, Haynes and Boone, LLP Partners Dan Gold, Kit Addleman, Thad Behrens, Emily Westridge Black, Carrie Huff, Tim Newman, David Siegal, and Odean Volker take a look at the important securities litigation developments during 2017. [read post]
24 Jan 2018, 5:00 am
In Kokesh v. [read post]
30 Oct 2017, 9:49 pm
(and Judge Pauline Newman continues to disagree with her brethren in some regards) in a decision handed down last Friday, in Merck Sharp & Dohme Corp. v. [read post]
27 Oct 2017, 8:29 am
by Dennis Crouch Ali v. [read post]
27 Oct 2017, 2:16 am
The most common Advertising Rule deficiencies observed include: (i) misleading performance results, caused by lack of sufficient disclosures, (ii) misleading one-on-one presentations, (iii) misleading claims of compliance with voluntary performance standards, (iv) cherry-picked profitable stock selections, (v) misleading selection of recommendations, and (vi) failure to implement compliance policies and procedures designed to prevent non-compliant advertising practices. [read post]
25 Aug 2017, 6:54 pm
” Pfizer, Inc. v. [read post]
14 Aug 2017, 12:55 pm
Judge Newman wrote in dissent. [read post]
21 Jun 2017, 2:34 pm
LLC v. [read post]
‘Plausible’ that teacher provided negative job references after student rejected his sexual advances
19 Jun 2017, 7:41 am
Humpherys, June 15, 2017, Newman, J.). [read post]
28 Apr 2017, 7:01 pm
Use, however, is tough to nail down. [read post]
21 Mar 2017, 1:30 pm
Circuit’s ruling in Doe v. [read post]
1 Mar 2017, 6:36 am
The Second Circuit in U.S. v. [read post]
27 Feb 2017, 9:20 am
by Dennis Crouch Icon Health and Fitness v. [read post]
27 Feb 2017, 9:20 am
by Dennis Crouch Icon Health and Fitness v. [read post]
12 Feb 2017, 8:37 am
Newman, No. [read post]
12 Feb 2017, 8:37 am
Newman, No. [read post]
4 Jan 2017, 3:55 pm
www.colefrieman.com January 4, 2016 Clients, Friends, Associates:While the holiday season is a cause for celebration and reflection, it is also the busiest time of the year for most investment managers. [read post]
16 Dec 2016, 6:32 am
Newman – Not Quite Dead Yet by Gregory Morvillo in NYU Law’s Compliance & Enforcement Last week the Supreme Court handed down a unanimous opinion in United States v. [read post]