Search for: "Newman v. Downing" Results 81 - 100 of 281
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5 Mar 2018, 4:30 am by Edith Roberts
Coverage and commentary continue in Janus v. [read post]
23 Feb 2018, 5:37 am by Second Circuit Civil Rights Blog
CU raised an interesting argument: that the regulation is like the one struck down by the Supreme Court in NAACP v. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
In the following guest post, Haynes and Boone, LLP Partners Dan Gold, Kit Addleman, Thad Behrens, Emily Westridge Black, Carrie Huff, Tim Newman, David Siegal, and Odean Volker take a look at the important securities litigation developments during 2017. [read post]
30 Oct 2017, 9:49 pm by Patent Docs
(and Judge Pauline Newman continues to disagree with her brethren in some regards) in a decision handed down last Friday, in Merck Sharp & Dohme Corp. v. [read post]
27 Oct 2017, 2:16 am by CFM Admin
The most common Advertising Rule deficiencies observed include: (i) misleading performance results, caused by lack of sufficient disclosures, (ii) misleading one-on-one presentations, (iii) misleading claims of compliance with voluntary performance standards, (iv) cherry-picked profitable stock selections, (v) misleading selection of recommendations, and (vi) failure to implement compliance policies and procedures designed to prevent non-compliant advertising practices. [read post]
4 Jan 2017, 3:55 pm by nedaj
www.colefrieman.com January 4, 2016 Clients, Friends, Associates:While the holiday season is a cause for celebration and reflection, it is also the busiest time of the year for most investment managers. [read post]
16 Dec 2016, 6:32 am by Doug Cornelius
Newman – Not Quite Dead Yet by Gregory Morvillo in NYU Law’s Compliance & Enforcement Last week the Supreme Court handed down a unanimous opinion in United States v. [read post]