Search for: "Paul Trading LLC" Results 81 - 100 of 522
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5 Aug 2021, 5:41 am by Editor Charlie
Before the United States Copyright Royalty JudgesCopyright Royalty Board Library of Congress Docket No. 21–CRB–0001–PR               (2023–2027) COMMENTS OF HELIENNE LINDVALL, DAVID LOWERY AND BLAKE MORGAN             Helienne Lindvall, David Lowery and Blake Morgan submit these comments responding to the Copyright Royalty Judges’… [read post]
14 Jun 2021, 1:05 pm by The White Law Group
He reportedly has 1 customer complaint filed against him in 2007 for allegations of churning and excessive trading, among others. [read post]
6 Jun 2021, 6:00 pm by Juvan Bonni
Farco: Patents and Trade Secrets – to Disclose or Conceal? [read post]
7 Apr 2021, 6:38 am by Staff Attorney
Financial advisor Paul Porter, currently employed at Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to at least four customer complaints during the course of his career. [read post]
28 Mar 2021, 4:41 pm by INFORRM
On the  same day HHJ Paul Matthews handed down judgment in the breach of  confidence case of Brake v Guy [2021] EWHC 670 (Ch). [read post]
19 Feb 2021, 7:25 am by Silver Law Group
  Curt Giacobbe   MML Investors Services, LLC   NYLife Securities LLC   Young Ju Kim   Kevin Lafollette   Nationwide Investment Services Corporation   Paul McGonigle   LPL Financial LLC   SII Investments, Inc. [read post]
19 Feb 2021, 5:43 am
Robles, Jr., Morgan Lewis & Bockius LLP, on Thursday, February 18, 2021 Tags: Beneficial owners, Corporate forms, Corporate Transparency Act, Disclosure, Foreign firms, Incorporations, International governance, LLCs, Money laundering, Ownership, Securities regulation, Transparency Executive Compensation in the Context of the COVID-19 Pandemic Posted by Julian Hamud, Glass, Lewis & Co., on Thursday, February… [read post]
17 Jan 2021, 4:11 pm by INFORRM
Surveillance Reuters had a piece “HK security chief says communications surveillance can come under security law” Newspapers Journalism and Regulation IPSO has published a number of rulings and resolutions statements since our last Round Up: 27974-20 Garrity v Scotsman.com, 1 Accuracy (2019), Resolved – IPSO mediation. 12131-20 Emmett v Daily Mirror, 2 Privacy (2019), 6 Children (2019, No breach – after investigation. 11860-20 Bunglawala v Express.co.uk, 1 Accuracy (2019),… [read post]
24 Dec 2020, 8:30 pm by Jim Sedor
Chris Collins, convicted on charges related to insider trading, and former Rep. [read post]
8 Dec 2020, 9:11 am by John Jascob
FMR LLC (2014)), limited its reach (rejecting a broad reading of its anti-shredding provision in Yates v. [read post]
6 Nov 2020, 6:30 am
Securities and Exchange Commission, on Tuesday, November 3, 2020 Tags: Capital formation, Equity offerings, Investor protection, Registration exemptions, SEC, Securities regulation Next-Generation Cybersecurity Disclosures for Publicly Traded Companies Posted by Paul Ferrillo (McDermott Will & Emery LLP), Bob Zukis (USC), and Christophe Veltsos (Minnesota State University), on Wednesday, November 4, 2020 Tags: Boards of… [read post]
8 Oct 2020, 8:56 am by Kristian Soltes
This leaked proposal appeared to provide a clarification about cryptocurrencies in the EU, including stablecoins and security tokens that are in compliance with MiFID, Europe’s Markets in Financial Instruments Directive, which is a trading value, securities market, and investment intermediaries framework. [read post]
17 Jul 2020, 5:51 am
Schwarcz (Duke University), on Monday, July 13, 2020 Tags: Bailouts, Banks, CARES Act, COVID-19, Financial crisis, Financial institutions, Financial regulation, Macroeconomics, Systemic risk Chancery Court Sustains Breach of Fiduciary Duty Claims Against Nonparty to LLC Agreement Posted by Taylor B. [read post]