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7 Oct 2022, 12:37 pm
Iron Condor is a popular trading strategy that involves a pair of options “spreads. [read post]
5 Oct 2022, 1:13 pm
Advisor Chad Barancyk (Barancyk), formerly employed by brokerage firms First Allied Securities, Inc. [read post]
Two Twenty-Somethings Running a Cryptocurrency Business They Invented: What Could Possibly Go Wrong.
26 Sep 2022, 8:43 am
Not with a company like Dropil Inc., which robbed 2,472 clients of $1.9 million. [read post]
21 Sep 2022, 5:57 am
Reffett entered the securities industry in 2012. [read post]
20 Sep 2022, 12:11 pm
Louis on behalf of Marriott Int’l, Inc. v. [read post]
9 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 9, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 2-8, 2022 Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, September 2, 2022 Tags: Boards of Directors, Hedge funds, Proxy contests, SEC, Securities regulation, Shareholder activism,… [read post]
29 Aug 2022, 9:05 pm
Since President Biden issued his July 2021 Executive Order on Competition, the antitrust agencies have made broad policy statements promising more aggressive enforcement and have initiated a number of high-profile enforcement actions. [read post]
25 Aug 2022, 4:54 pm
Rifle & Pistol Clubs Inc. v. [read post]
23 Aug 2022, 2:15 pm
Proofpoint, Inc. is a leading cybersecurity and compliance company that protects organizations’ greatest assets and biggest risks: their people. [read post]
21 Aug 2022, 9:01 pm
The Commission brought its first internet privacy case 24 years ago against GeoCities, one of the most popular websites at the time.1 In the near quarter-century since, digital technologies and online services have rapidly evolved, with transformations in business models, technical capabilities, and social practices. [read post]
10 Aug 2022, 6:50 pm
Id.Similarly, as SPACs’ popularity grew, shareholders, put in motion by short sellers, voiced more concerns about the target companies, leading to a wave of securities class actions involving SPACs. [read post]
10 Aug 2022, 6:45 pm
Id.On June 13, 2022, the SEC charged three Schwab registered investment adviser subsidiaries, Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc., for misleading robo-adviser clients within their mandatory disclosures. [read post]
9 Aug 2022, 5:19 am
In its announcement, PredictIt said the “security of trader funds” is not affected by the action. [read post]
19 Jul 2022, 2:59 pm
BioMimetic Therapeutics, Inc., 2013 WL 139521, at *13-14 (M.D. [read post]
18 Jul 2022, 2:46 pm
We are therefore seeing more ESG-focused securities litigation in the pipeline for these reasons. [read post]
7 Jul 2022, 5:01 am
-based Excelerate Energy Inc. signed a 10-year lease agreement for an LNG terminal ship, which secured Finland’s security of supply in the coming winter. [read post]
6 Jul 2022, 2:16 pm
EverWatch provides software, AI, machine learning and other technological services to national security agencies. [read post]
6 Jul 2022, 12:06 pm
About Solutions Law Press, Inc. [read post]
6 Jul 2022, 10:05 am
Here are the discussion questions for New York State Rifle And Pistol Association, Inc. v. [read post]
6 Jul 2022, 8:44 am
EverWatch provides software, AI, machine learning and other technological services to national security agencies. [read post]