Search for: "Raymond James Financial Services, Inc."
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7 May 2019, 7:09 am
Managers for the public offering were William Blair and Raymond James, and the co-manager was Avondale Partners. [read post]
23 Apr 2019, 2:13 pm
From June 2011 until April 2016 Rothchild was associated with Raymond James Financial Services, Inc. [read post]
6 Feb 2019, 1:34 pm
Robert Edward White (CRD #3077959) is a former registered broker whose last employer was Raymond James Financial Services, Inc. [read post]
5 Feb 2019, 1:16 pm
His previous employers are Raymond James Financial Services, Inc. [read post]
3 Feb 2019, 9:45 am
According to BrokerCheck records financial advisor Steven Reznik (Reznik), formerly employed by Raymond James Financial Services, Inc. [read post]
31 Jan 2019, 12:58 pm
From June 2011 until April 2016 Abramowitz was associated with Raymond James Financial Services, Inc. [read post]
25 Jan 2019, 1:16 pm
(CRD #13318) of Huntsville, AL, Raymond James Financial Services, Inc. [read post]
18 Jan 2019, 9:35 am
His previous employers include Raymond James Financial Services, Inc. [read post]
3 Jan 2019, 10:09 am
According to BrokerCheck records financial advisor Steven Reznik (Reznik), formerly employed by Raymond James Financial Services, Inc. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch,… [read post]
27 Dec 2018, 9:08 am
Michael Kurtz worked at Henley & Company LLC in Roslyn Heights from January 4, 2010 until July 30, 2018, and with Raymond James Financial Services, Inc. in Roslyn Heights from January 3, 2006 until December 15, 2009, FINRA notes. [read post]
18 Dec 2018, 11:08 am
Pace & Co, Inc Damian Serret PFS Investments Inc James Ward Northwestern Mutual Investment Services, LLC Stephen Yaworsky Raymond James Financial Services, Inc Bancwest Investment Services, Inc. [read post]
13 Dec 2018, 2:00 pm
(CRD #249) of Jericho, NY, Raymond James Financial Services, Inc. [read post]
3 Dec 2018, 6:45 pm
Mark Tudor Has 5 Disclosures on His FINRA BrokerCheck Report, & Has 21 Years of Experience in the Securities Industry with 6 Different Firms Mark Tudor was registered with Raymond James Financial Services, Inc in Lake Mary, FL from June 13, 2014 until October 31, 2018, and with Raymond James & Associates, Inc. in Winter Park, FL from February 13, 2013 until June 17, 2014, FINRA notes. [read post]
8 Nov 2018, 7:34 am
In December 2009 Kurtz was terminated by his prior employer Raymond James Financial Services, Inc. [read post]
26 Oct 2018, 7:31 am
Morgan Securities LLC Well Fargo Advisors, LLC Stephen Murray Raymond James & Associates, Inc Morgan Keegan & Company, Inc Ivan Reyes Alexander Capital, L.P. [read post]
18 Oct 2018, 12:48 pm
According to BrokerCheck records financial advisor George Puliafico (Puliafico), employed by Raymond James Financial Services, Inc. [read post]
2 Oct 2018, 5:40 am
Damian Serret PFS Investments Inc Primerica Financial Services Charles Suhar The Huntington Investment Company LPL Financial LLC Zachary Swords Farmers Financial Solutions, LLC Bryce Vance Farmers Financial Solutions, LLC Stephen Yaworsky Raymond James Financial Services, Inc. [read post]
23 Sep 2018, 4:03 pm
Acuity Specialty Products Group, Inc., 639 F.3d 11 (1st Cir. 2011), cert. denied sub nom., U.S. [read post]
13 Sep 2018, 9:27 am
Taek Man Chong (CRD #1551743) is a previously registered broker and investment advisor who was last registered with Raymond James Financial Services, Inc. [read post]
