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11 Sep 2023, 10:07 am
Trademark Office issued the following 174 trademark registrations to persons and businesses in Indiana in August 2023 based on applications filed by Indiana trademark attorneys: Reg. [read post]
31 Aug 2016, 6:00 am
Since the enactment of the Dodd-Frank Act, however, private equity firms – particularly private equity fund advisers – have encountered more regulatory oversight, including registration requirements and periodic regulatory examinations. [read post]
30 Mar 2012, 2:11 am
However, such marks may still be registrable on the basis of acquired distinctiveness in Canada or registration and acquired distinctiveness abroad. [read post]
28 Nov 2023, 7:25 am
Momentum discharged Jackson on 12/9/2022 and filed a Uniform Termination Notice for Securities Industry Registration (Form U5) on January 6, 2023. [read post]
5 Jan 2021, 2:14 pm
, which is scheduled to take place 4-6 January 2021. [read post]
24 Jul 2011, 3:05 pm
The Dodd-Frank Act's rendering the Section 203(b)(3) federal private fund adviser exemption ineffective on July 21, 2011 simultaneously made Missouri's existing Section 203(b)(3) private fund adviser exemption at Rule 3-51.180(6) ineffective. [read post]
19 Aug 2012, 4:07 pm
This means that a company cannot utilize equity compensation without either registering the securities that are issued to service providers or finding an exemption from registration. [read post]
17 May 2012, 8:45 am
The de minimis registration exemption for investment advisers under Section 203(b)(3) of the Investment Advisers Act of 1940 (Advisers Act), although eliminated at the federal level by the Dodd-Frank Act, was extended by the Missouri Securities Division until the sooner of May 13, 2013 or the adoption of the Division's proposed private fund adviser exemption. [read post]
31 Oct 2022, 10:47 am
The Securities and Exchange Commission governs private placements exemption from registration of securities on an exchange that are still sold to the investing public via Regulation D (Reg D). [read post]
8 Feb 2024, 9:09 am
Significantly, many in the private equity hedge fund and government securities markets, among others. [read post]
15 Jul 2010, 1:25 pm
After the passage of the Dodd-Frank financial reform bill, managers and service providers will be preparing to go through the registration process. [read post]
7 Jan 2009, 7:29 am
The registration deadline is March 2, 2009. [read post]
2 May 2018, 7:30 am
There are good arguments to be made on both sides of the registration debate for real estate funds. [read post]
29 Dec 2010, 7:59 pm
" That limited subset consists of seven items on Form ADV (Items 1, 2, 3, 6, 7, 10, 11), and the disclosure filed by exempt advisers would be publicly available. [read post]
12 May 2014, 3:45 pm
The Rotunda event is free, but requires registration. [read post]
12 Aug 2010, 4:51 am
A number of the new or revised C&DIs relate to foreign private issuers, and two new C&DIs provide guidance on the ability of smaller listed issuers to utilize shelf registration under the conditions of General Instruction I.B.6. [read post]
11 May 2009, 4:05 am
April 6, 2009)(registration required), illustrates an important principle of law. [read post]
19 Aug 2012, 4:07 pm
This means that a company cannot utilize equity compensation without either registering the securities that are issued to service providers or finding an exemption from registration. [read post]
6 Aug 2012, 5:00 am
After Medafor executed the reverse stock split, CryoLife sent a letter to Medafor threatening to sue and report Medafor to the SEC, unless Medafor complied with the registration requirements of Section 12(g). [read post]
13 Sep 2011, 7:22 am
Journal of Private International Law, 2010, Vol 6(1) The April 2010 (Vol 6, Number 1) issue of the... [read post]
