Search for: "SEC CORPORATION v. United States"
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14 Apr 2015, 9:16 am
Newman continued last week in SEC v. [read post]
25 Jul 2011, 1:55 am
Supreme Court’s opinion in Morrison v. [read post]
24 Feb 2010, 1:14 am
The United States Supreme Court ruled yesterday that the phrase "principal place of business' is best read asreferring to the place where a corporation’s officers direct, control, and coordinate the corporation’s activities. [read post]
2 Oct 2012, 1:08 pm
Oracle Corporation Case number: 12-cv-4310 (United States District Court for the Northern District of California) Case filed: August 16, 2012 Qualifying Judgment/Order: August 27, 2012 10/02/2012 12/31/2012 2012-102 SEC v. [read post]
12 Sep 2016, 4:09 pm
Aug. 31, 2016), the United States Court of Appeals for the Ninth Circuit broke new ground by providing the Securities & Exchange Commission (“SEC”) with a new independent cause of action under SEC Rule 13a-14, 17 C.F.R. [read post]
22 Jul 2011, 5:10 pm
July 22, 2011), the United States Court of Appeals for the District of Columbia Circuit issued its decision invalidating the SEC’s proxy access rules adopted in August 2010 with the intention that they be effective for the 2011 proxy season (see our blog here). [read post]
Do state law fiduciary duties forbid directors from selectively disclosing confidential information?
11 Dec 2023, 4:04 pm
United States: Insider Trading's Tipping Point? [read post]
7 Sep 2021, 3:37 am
Financial Industry Regulatory Authority, Defendant (Memorandum Decision and Order Granting Motion to Dismiss, United States District Court for the District of Utah ("DUT") / September 7, 2021)SEC Severs Two Appeals from Consolidated Arbitration Applications... [read post]
6 Mar 2020, 1:30 am
Brandon Harvey, Plaintiff, v. [read post]
3 Jul 2018, 11:12 am
In 1998, the Supreme Court issued its most important modern decision on the Excessive Fines Clause, United States v. [read post]
22 Jul 2020, 3:07 pm
Since the program’s inception, the SEC has received tips from whistleblowers in 123 countries outside the United States, claims have been filed from 72 countries, and the SEC has made substantial awards to foreign residents who have provided information. [read post]
5 Mar 2019, 8:50 am
In Wadler v. [read post]
30 Jul 2010, 3:14 am
In Morrison v. [read post]
25 Oct 2007, 7:53 pm
Hearn, United States: SEC Approves Two Alternative Proposals Relating To Share holder Access (Sept. 17, 2007), [www.mondaq.com]. 11 Lucian Arye Bebchuk, The Case for Shareholder Access To The Ballot, 59 Bus. [read post]
12 Feb 2018, 7:36 am
Some legal practitioners adopted a conservative attitude trying to fit the tokens of their clients within the tests provided by the 1946 SEC v. [read post]
1 Mar 2017, 5:00 am
In Lanier v. [read post]
18 Feb 2022, 1:28 pm
Examples of exempt companies include: (i) public utilities, (ii) certain public accounting firms, (iii) SEC reporting companies, (iv) investment advisors, (v) insurance companies and (vi) banks. [read post]
1 Dec 2011, 5:00 am
See SEC v. [read post]
11 Apr 2017, 3:01 pm
It provides an overview of corporate social responsibility (CSR), as a subject of legal regulation within states, as a matter of international law and compliance beyond the state, and as a tool and methodology of corporate governance and finance with governance effect through contract. [read post]
2 Nov 2023, 6:10 am
The bill, Ending Corporate Influence on Elections Act of 2023, would “begin to undo” the Supreme Court’s 2010 decision in Citizens United v. [read post]
