Search for: "SEC CORPORATION v. United States"
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18 Jun 2012, 7:00 am
The Eleventh Circuit also noted that even though the United States Supreme Court has instructed that Section 10(b) be construed “flexibly to effectuate its remedial purposes” (SEC v. [read post]
4 May 2022, 9:01 pm
Nasdaq’s Board Diversity Rule, approved by the Securities and Exchange Commission (SEC) in August 2021, is the subject of an ongoing, high stakes court battle in the United States Court of Appeals for the Fifth Circuit. [read post]
30 Nov 2007, 7:33 am
AFSCME and several state pension funds, including the nation's largest, the California Public Employees' Retirement System (CalPERS), sent letters to the SEC in mid-November urging Cox to let the AFSCME v. [read post]
26 Dec 2013, 1:27 pm
One of the most contentious and complicated emerging issues of corporate law in the United States is the issue of attorney client privilege when it is asserted by an entity. [read post]
9 Jul 2013, 7:05 am
RINO International Corporation, Dejun “David” Zou, and Jianping “Amy” QiuCase number: 13-cv-00711 (United States District Court for the District of Columbia)Case filed: May 15, 2013Qualifying Judgment/Order: May 31, 2013 6/19/2013 9/17/2013 2013-54 SEC v. [read post]
20 Jan 2012, 1:10 pm
SEC v. [read post]
7 Feb 2017, 4:58 pm
The United States District Court for the Northern District of California granted that motion, holding that plaintiffs had not alleged falsity or materiality. [read post]
18 Aug 2009, 6:18 am
The submitting professors are affiliated with forty-seven universities around the United States, and they differ in their view on many corporate governance matters. [read post]
11 Mar 2019, 5:00 am
Citizens United provided an opportunity for the justices to opine on corporate democracy. [read post]
14 Dec 2022, 5:12 am
The SEC, the CFTC, and the United States Attorney for the Southern District of New York each brought interrelated civil and criminal charges against Bankman-Fried and several related entities in the Southern District of New York, which encompasses Manhattan. [read post]
15 Nov 2007, 2:44 pm
In United States v. [read post]
17 Jan 2007, 2:31 pm
SUFFICIENCY OF EVIDENCEUnited States v. [read post]
30 Nov 2017, 10:06 am
There is currently a split of authority on the issue, and the SEC has issued interpretive guidance stating internal reporting is protected. [read post]
14 Oct 2024, 1:39 pm
In previous crypto cases brought by the SEC, the agency has applied the Supreme Court’s investment contract formulation from SEC v. [read post]
27 Oct 2011, 11:34 am
Section 1502 requires companies to disclose the origin of minerals purchased from the Democratic Republic of Congo and establish transparency and accountability in the mineral supply chain to help ensure that conflict minerals are not purchased by companies in the United States or abroad.The Commission official noted that the recent SEC Roundtable on conflict minerals provided very valuable input that will inform the rulemaking as the staff works to complete the… [read post]
16 Nov 2017, 1:15 pm
Supreme Court’s recent decision in Kokesh v. [read post]
8 May 2014, 12:44 pm
Secure Capital Funding Corporation, Bertram Augustus Hill, PP&M Trade Partners, and Kiavanni PringleCase number: 11-cv-00916 (United States District Court for the District of New Jersey)Case filed: February 18, 2011Qualifying judgment/order: March 10, 2014 3/24/2014 6/23/2014 2014-29 SEC v. [read post]
9 Dec 2016, 9:21 am
SEC, 463 U.S. 646 (1983), and rejected a more lenient application of insider trading liability that the United States Court of Appeals for the Second Circuit had adopted in United States v. [read post]
15 Nov 2012, 12:10 pm
We previously blogged about this petition, which was submitted by a group of ten law professors in response to the Supreme Court’s opinion in the Citizens United v. [read post]
14 Aug 2012, 12:09 pm
United States v. [read post]
