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SEC Proposes “Filing Fee Disclosure” Changes (& Fee Payment Method Changes)
25 Oct 2019, 3:03 am by Broc Romanek
For the life of me, I can’t understand why the SEC can’t get its act together to be transparent about when Edgar is down. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Fifth Circuit Vacates SEC’s Rescission of Notice-and-Awareness Requirements for Proxy Advisors
16 Jul 2024, 6:30 am
Downes, and Marc Treviño. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Fifth Circuit Vacates SEC’s Rescission of Notice-and-Awareness Requirements for Proxy Advisors
16 Jul 2024, 6:30 am
Downes, and Marc Treviño. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Court vacates SEC’s NMS transaction fee pilot
17 Jun 2020, 8:17 am by John Jascob
But Michigan v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Georgia Supreme Court Strikes Down Damages Cap in Medical Malpractice Cases
22 Mar 2010, 7:18 am by John Day
   The case is Atlanta Oculoplastic Surgery, P.C. v. [read post]
Day on Torts - http://www.dayontorts.com/
Grewal denies that SEC is ‘regulating by enforcement’
9 Nov 2021, 6:20 am by John Jascob
Grewal cited several actions in which the Commission cracked down on unregistered ICOs using the Howey test established in 1946 and emphasized that the SEC looks to the substance of underlying product rather than how it is labeled.Contrasting Lewis Carroll’s The Hunting of the Snark, Grewal said that just because a statement is repeated doesn’t make it true. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Enforcement Action Alleges that Senior Officers Misled Outside Auditors in Revenue Recognition Scheme
22 Jan 2011, 1:19 pm by James Hamilton
SEC v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Argument analysis: Does a statute of limitations apply to SEC actions for disgorgement?
19 Apr 2017, 9:09 am by Theresa Gabaldon
Big money is on the line, not just in Kokesh v. [read post]
SCOTUSblog - http://www.scotusblog.com/
SEC Enforcement Trends: Five Key Takeaways
30 Dec 2021, 6:56 pm
Birnbaum, and Haimavatha V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Enforcement: Commission Stands by “Gag Rule”
1 Feb 2024, 3:30 am by Liz Dunshee
Dept. of Commerce – and who have engineered the SEC v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
More on “SIC Codes: How Does the SEC Challenge Them?”
18 Mar 2016, 3:34 am by Broc Romanek
A few weeks ago, the Second Circuit issued Tongue v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
SEC Pushes for Higher Barriers to those Pesky Investor Lawsuits
13 Feb 2007, 9:53 am
  First, the SEC (with the help of the DOJ) has written a brief in the Tellabs Inc. v. [read post]
Conglomerate - http://www.theconglomerate.org/
Taylor Swift, the Rolling Stones, the SEC and the Courts
28 Jun 2024, 4:15 am by David Lynn
If the Fifth Circuit decision wasn’t bad enough, yesterday the Supreme Court issued its decision in SEC v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Business Roundtable v. SEC: The Battle for Access (The Administrative Law Basis for the Challenge)(Part 4)
19 Jan 2011, 5:01 am by J Robert Brown Jr.
  In Chamber of Commerce v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
SEC v. Mark Cuban
8 Oct 2013, 4:20 pm by Steve Bainbridge
Mark Cuban's insider trading trial is underway at last: The insider-trading lawsuit against Mark Cuban will continue after a federal judge turned down the billionaire Dallas Mavericks owner's attempt... [[ This is a content summary only. [read post]
ProfessorBainbridge.com - http://www.professorbainbridge.com/professorbainbridgecom/
Bad and Worse Ways for the Government to Lose the SEC SCOTUS Case
5 Dec 2023, 9:01 pm by Michael C. Dorf
Last week the Supreme Court heard oral argument in Securities and Exchange Commission (SEC) v. [read post]
Verdict - http://verdict.justia.com/
Board Diversity: SEC Okays Nasdaq Diversity Listing Standard
9 Aug 2021, 3:30 am by John Jenkins
Circuit’s decision in Susquehanna International Group LLC v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Lessons from Mercantile Trust Co. v. Comm.
21 May 2019, 10:00 pm by Joe
As courts have interpreted Sec. 1031, they’ve broken down the main Sec. 1031 paragraph into different elements (or requirements). [read post]
Mackay, Caswell & Callahan P.C. Blog - https://mcc4tax.com/blog/
SEC Rulemaking and Litigation in Chair Gensler’s First 1000 Days
13 Feb 2024, 9:05 pm by renholding
Supreme Court in West Virginia v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Commissioner Nominees: Political Spending Disclosure Throws a Wrench
11 Apr 2016, 3:47 am by Broc Romanek
The SEC is now down to just three members, two less than its full complement, after two left the agency late last year. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/