Search for: "Timothy Dodd" Results 81 - 100 of 109
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2 Nov 2023, 9:01 pm by renholding
“Requiring trading platforms to be registered and overseen by regulators was central to the swaps market reform President Obama and Congress included in the Dodd-Frank Act. [read post]
29 Oct 2014, 5:00 am
’  DoDDirective (DoDD) 5525.5 Enclosure 4 E4.3 (Jan. 15, 1986). [read post]
28 Sep 2007, 8:38 am
" In addition to this week's Financial Services committee hearing, Frank's Senate counterpart, Christopher Dodd of Connecticut, who chairs the Senate Committee on Banking, Housing, and Urban Affairs, has also threatened to hold hearings on proxy access if the SEC does not act. [read post]
1 Dec 2011, 11:31 pm by Ben Reeve-Lewis
A nice pro and con article was featured in this week’s Guardian, penned by both Ian Dodds for the prosecution and K&Cs Timothy Coleridge for the defence. [read post]
18 Mar 2012, 7:56 pm by Kevin Funnell
" Timothy Hufman, an attorney with the Legal Assistance Foundation of Metropolitan Chicago, isn't so sure a tenancy has been established, because it could boil down to a case of he said/she said between Dodd and Smith. [read post]
15 Oct 2011, 6:02 am by William McGrath
 The lawsuit focuses on the "say-on-pay" provisions of the Dodd-Frank Act: specifically, attacking the Board's decision to increase 2010 executive compensation in light of the nonbinding vote by 66% of the voting shareholders to reject that increase. [read post]
31 May 2023, 9:47 am by Zach Brown
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act created the U.S. [read post]
6 Apr 2018, 6:08 am
Paul Smeets (Maastricht University), on Tuesday, April 3, 2018 Tags: Corporate Social Responsibility, ESG, Institutional Investors, Mutual funds, Pension funds, Reputation, Social capital 2018 Proxy Season Preview Posted by Shirley Westcott, Alliance Advisors, on Tuesday, April 3, 2018 Tags: Accountability, Board composition, Boards of Directors, Climate change, Corporate culture, Corporate Social… [read post]
22 Jul 2015, 3:56 am by Broc Romanek
CEOs and CFOs must attest, under penalty of law, that the information is accurate, since the disclosures will be included in SEC filings, according to Timothy J. [read post]
15 Jan 2021, 5:58 am
Kahan, Wachtell, Lipton, Rosen & Katz, on Thursday, January 14, 2021 Tags: Dodd-Frank Act, ESG, Executive Compensation, ISS, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Section 162(m) DeFi and the Future of Finance Posted by Campbell R. [read post]
16 Jun 2011, 1:53 am by Kevin LaCroix
  As discussed here (scroll down), on April 13, 2010, Northern District of Georgia Judge Timothy Batten granted the defendants’ motion to dismiss. [read post]
15 Oct 2011, 6:02 am by William McGrath
 The lawsuit focuses on the "say-on-pay" provisions of the Dodd-Frank Act: specifically, attacking the Board's decision to increase 2010 executive compensation in light of the nonbinding vote by 66% of the voting shareholders to reject that increase. [read post]
1 Jan 2011, 9:49 am by Mandelman
Warren, a lightning rod for some bankers, might not be selected to lead the bureau, a centerpiece of the Dodd-Frank financial overhaul bill that passed this summer. [read post]
28 Dec 2014, 9:30 pm by RegBlog
There is More to Mandatory Disclosure than Meets the Eye Timothy D. [read post]
14 Dec 2011, 6:24 am by Josh Sturtevant
Or at least that is the theory of one individual, Professor Timothy E. [read post]
14 Dec 2011, 6:24 am by Josh Sturtevant
Or at least that is the theory of one individual, Professor Timothy E. [read post]
Meanwhile on the Senate side, Chairman Dodd and Ranking Member Shelby issued a joint statement highlighting progress being made and indicated that they hoped to resolve remaining issues early this year. [4] However, Chairman Dodd made a statement just this morning indicating that bi-partisan talks have reached an impasse and that the Democratic Party will proceed to introduce a bill. [read post]
26 Mar 2012, 6:52 am by INFORRM
McNae’s Essential Law for Journalists (21st edition) by Mark Hanna and Mike Dodd will be launched this week. [read post]