Search for: "Troy A. Paredes"
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28 May 2013, 4:19 am
The President also nominated Michael Piwowar to succeed SEC Commissioner Troy Paredes whose term expires at the end of June. [read post]
13 Oct 2011, 7:22 am
” Only one SEC member, lone Republican Troy Paredes, objected to the measure. [read post]
30 Dec 2023, 9:05 pm
The Promise and Perils of Regulating ESG May 28, 2023 | Bijan Avaz Troy A. [read post]
15 Jan 2013, 5:34 am
Two SEC commissioners, Dan Gallagher and Troy Paredes, were in favor of immediately lifting the ban. [read post]
31 May 2009, 8:50 am
Scott Kieff & Troy A. [read post]
25 Mar 2010, 6:11 am
Paredes, Marc S. [read post]
30 Oct 2012, 6:11 am
Paredes, Marc S. [read post]
23 Jul 2020, 8:30 am
A combination of Geithner’s and FSOC’s public pressure on the SEC coupled with a response by the SEC’s economics division (now called DERA) to a request for additional market data from a bipartisan block of SEC commissioners (Luis Aguilar (D), Troy Paredes(R), and Daniel Gallagher (R)) likely secured the votes needed to propose the SEC’s second round of MMF reforms, which were finalized in 2014. [read post]
12 Jan 2012, 1:07 pm
Aguilar’s view, the situation cannot continue ad infinitum.Commissioner Troy Paredes also asked about the timing of the inspection reports and how to close the gap to achieve the goal of issuance six months after inspectors leave the field. [read post]
19 Apr 2010, 2:12 pm
Republican Commissioners Kathleen Casey and Troy Paredes voted against making the charges against Goldman Sachs. [read post]
16 Oct 2009, 5:00 am
Troy A. [read post]
5 Oct 2009, 5:00 am
Troy A. [read post]
12 Apr 2012, 11:56 am
SEC commissioner Troy Paredes and former FDIC Chairman Sheila Bair have argued that the rule is so complicated that agencies should repropose it and start all over again. [read post]
6 Apr 2011, 5:00 am
Bondi, a litigation partner at Cadwalader, Wickersham & Taft LLP and former counsel to SEC Commissioners Troy Paredes and Paul Atkins for enforcement matters. [read post]
27 Jan 2011, 1:32 am
SEC Commissioners Kathleen Casey and Troy Paredes share this view in their Statement Regarding Study on Investment Advisers and Broker-Dealers and emphasized the need for further research before any uniform fiduciary standard rulemaking begins. [read post]
27 Jan 2022, 10:33 am
Panelists included four former SEC officials: MaryJo White (chair), Troy Paredes (Commissioner), Bill Hinman (director of Division of Corporation Finance), and Stephanie Avakian (co-director of Enforcement).Cybersecurity. [read post]
11 Jul 2024, 9:05 pm
EDITOR’S CHOICE In an essay in The Regulatory Review, Troy A. [read post]
15 Dec 2024, 9:05 pm
He is the author or co-author of 22 books, including an 11- volume treatise on Securities Regulation, co-written by the late Harvard Law Professor Louis Loss and former SEC Commissioner Troy Paredes. [read post]
1 Jan 2013, 9:30 pm
SEC Commissioner Troy Paredes expressed this concern at the program’s outset, stating that “the Commission should have underpinned the integrity of internal compliance programs by requiring a whistleblower, in order to receive a bounty, to have internally reported the same information as . . . provide[d] to the SEC. [read post]
22 May 2009, 11:29 am
" The SEC's two Republican commissioners, Kathleen Casey and Troy Paredes, both voted against the access proposal. [read post]
