Search for: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
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7 Mar 2024, 9:05 pm
Securities and Exchange Commission (SEC) approved a final rule requiring certain public companies to report their greenhouse gas emissions and climate risks. [read post]
4 Mar 2024, 5:56 pm
Pix credit here In a 53 page opinion, the United States District Court for Northern Alabama has ruled, in National Small Business Association v. [read post]
4 Mar 2024, 7:36 am
The principles are: Safety, security and robustness. [read post]
4 Mar 2024, 5:56 am
The Marshall Islands contributes to U.S. national security every day — but many Marshallese feel that the United States does not give their country the recognition or respect it deserves. [read post]
1 Mar 2024, 3:00 am
In United States v. [read post]
27 Feb 2024, 11:22 pm
Economically solvent immigrants stimulate the Spanish economy with investments, spending, and tax dollars — and in exchange, receive a long-term visa that confers with it many privileges. [read post]
27 Feb 2024, 4:20 am
The United States has not seen Israel’s plan for Rafah, State Department spokesperson Matthew Miller told reporters yesterday. [read post]
24 Feb 2024, 7:00 am
In contrast to the U.K., the U.S. offers awards to financial whistleblowers through whistleblower programs like the one administered by the Securities and Exchange Commission (SEC). [read post]
23 Feb 2024, 4:00 am
However, mutual funds that concentrate investments in a particular sector, industry, business, state, or country other than the United States remain subject to the rules. [read post]
20 Feb 2024, 11:40 am
Securities and Exchange Commission (“SEC”) and the European Commission in the European Union (“EU”), are grappling with the environmental impacts generated by companies. [read post]
17 Feb 2024, 3:02 pm
The agency is led by the Commissioner of Food and Drugs, who is appointed by the President of the United States. [read post]
15 Feb 2024, 9:08 pm
AUSTRAC also co-hosted a Pacific Financial Intelligence Community meeting and provided the Cook Islands Financial Intelligence Unit with a new TAIPAN data analytics system. [read post]
15 Feb 2024, 4:47 am
The United States has publicly stated it opposed the draft resolution. [read post]
14 Feb 2024, 5:43 am
According to the NPRM’s fact sheet, the U.S. investment adviser industry “provides an important service to investors in the United States and across the world in driving investment opportunities and supporting innovation, growth, and prosperity in the United States. [read post]
13 Feb 2024, 3:52 pm
The Fines are in Connection with Financial Advisors Using Text Messaging and Other Forms of Direct Communication, like WhatsApp to Communicate with Clients On February 9, 2024, the United States Securities and Exchange Commission (“SEC”) fined sixteen firms a total of $81 million for “widespread and longstanding failures” by firms and their employees “to [...] [read post]
13 Feb 2024, 9:09 am
Principal place of business and, if that address is not in the United States, the primary location of the company in the United States. [read post]
13 Feb 2024, 8:44 am
A foreign reporting company is an entity formed in another country that has registered to do business in the United States by filing a document with a secretary of state or comparable state or tribal official. [read post]
8 Feb 2024, 9:01 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
8 Feb 2024, 9:09 am
On Tuesday, February 6, 2024, the United States Securities and Exchange Commission promulgated final rules relating to changing the definition of dealer pursuant to the Securities Exchange Act of 1934. [read post]
7 Feb 2024, 5:34 am
According to the Securities and Exchange Commission (SEC)’s Press Release, J P Morgan will pay an SEC settlement for silencing potential whistleblowers. [read post]
