Search for: "Wells Fargo & Co."
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28 Dec 2021, 2:04 am
Strong Candidates Among the Disabled Guest: Carolyn Cannistraro, Account Relationship Manager, Wells Fargo Since March 2020, 1 in 5 workers with disabilities have been dismissed from employment compared with 1 in 7 other employees. [read post]
22 Dec 2021, 6:51 am
The sanctions, which were levied against the firm’s core Wells Fargo Clearing Services broker-dealer and Wells’ independent Financial Network unit, included almost $2.5 million in restitution and $650,000 in fines. [read post]
17 Dec 2021, 11:17 am
Legal and Regulatory Developments SPOTLIGHT: UK Government Outlines Plans for Regulation of Buy Now Pay Later IndustryThe Spectator – December 15, 2021 The buy now pay later industry has exploded in recent years, with the industry now worth $100 billion (circa £70 billion). [read post]
17 Dec 2021, 11:17 am
Legal and Regulatory Developments SPOTLIGHT: UK Government Outlines Plans for Regulation of Buy Now Pay Later IndustryThe Spectator – December 15, 2021 The buy now pay later industry has exploded in recent years, with the industry now worth $100 billion (circa £70 billion). [read post]
19 Nov 2021, 10:47 am
Indeed, the troubles of Wells Fargo continue, with Senator Elizabeth Warren sending a letter on September 13, 2021, to Federal Reserve Chairman Jerome H. [read post]
29 Oct 2021, 9:01 am
District Court for the District of Columbia, lead class lawyers at Hagens Berman Sobol Shapiro, Quinn Emanuel Urquhart & Sullivan and Mehri & Skalet said Bank of America NA agreed to pay $26.4 million, Wells Fargo & Co will pay $20.8 million, and JPMorgan Chase & Co will pay $19.5 million. [read post]
29 Oct 2021, 9:01 am
District Court for the District of Columbia, lead class lawyers at Hagens Berman Sobol Shapiro, Quinn Emanuel Urquhart & Sullivan and Mehri & Skalet said Bank of America NA agreed to pay $26.4 million, Wells Fargo & Co will pay $20.8 million, and JPMorgan Chase & Co will pay $19.5 million. [read post]
29 Oct 2021, 8:07 am
” Welsh was reportedly discharged from Wells Fargo in June over allegations he had misappropriated funds. [read post]
29 Sep 2021, 4:22 pm
” Prosecutors unearthed one email from a Wells Fargo employee who wrote to a co-worker that a customer “didn’t flinch at the big fig the other day. [read post]
22 Sep 2021, 12:35 pm
Wells Fargo Advisors, LLC Kevin Nevin Dempsey Lord Smith, LLC Sandlapper Securities, LLC James Reittinger U.S. [read post]
22 Sep 2021, 8:55 am
Samantha Beasley Wells Fargo Clearing Services, LLC Cyntera Belser J.P. [read post]
6 Sep 2021, 5:27 am
Allen, Esq.Kipp & Allen, LLP52 Chestnut StreetRutherford, NJ 07070 Co-Counsel for Interested PartiesIntroductionBefore the court is a motion for summary judgment (the "Motion") filed by Faegre, Drinker, Biddle & Reath, LLP on behalf of Wells Fargo Clearing Services, LLC d/b/a Wells Fargo Advisors ("Wells Fargo") seeking dismissal of Counts… [read post]
9 Aug 2021, 3:27 pm
Co. [read post]
5 Aug 2021, 2:22 pm
Gravelle failed to present “a meritorious defense,” Wells Fargo, 859 F.3d at 299, to the award of attorneys’ fees. [read post]
13 Jul 2021, 5:30 am
Congress does actually attempt to legislate for the safety and well-being of U.S. citizens in their efforts to ensure we have safe food and pharmaceuticals, and trustworthy capital markets, among many ot [read post]
21 Jun 2021, 8:21 am
Vijay Nair (Wells Fargo & Univ. [read post]
11 Jun 2021, 9:20 am
Marqeta’s IPO was priced well above its target price range of $20 to $24 per share. [read post]
28 May 2021, 1:40 pm
Stark & Co, Inc J.W. [read post]
28 May 2021, 1:27 pm
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Samantha Beasley Wells Fargo Clearing Services, LLC Annie Boghossian J.P. [read post]
28 May 2021, 10:52 am
Bear, Stearns & Co. [read post]
