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21 Jun 2012, 2:01 pm
“An intense battle is being fought in Congress over Dodd-Frank efforts to ‘re-regulate’ the securities industry after the debacle caused by the ‘deregulation’ of that industry over the previous decade,” said Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Attorney William Shepherd. [read post]
12 Feb 2018, 5:00 am
SEC, February 9, 2018, Williams, S.). [read post]
10 Feb 2014, 11:06 am
William Dudley, President of the NY Fed, is concerned about the cross-border orderly resolution of failed and failing financial institutions that come within the scope of the orderly liquidation authority in Title II of the Dodd-Frank Act. [read post]
23 Sep 2008, 12:31 am
Quick update: A few minutes ago, Krugman registered more positive opinion of Senator Dodd's alternative proposal. [read post]
20 May 2022, 9:30 pm
Sophia Dodd for the Atlanta History Center on Reproductive Rights in Georgia: Doe v. [read post]
1 Nov 2013, 9:00 am
October 22, 2013 | William A. [read post]
10 Apr 2012, 5:01 am
The Committee was mandated in Dodd-Frank. [read post]
28 Apr 2017, 6:02 am
Principles for Financial Regulatory Reform Posted by William Dudley, Federal Reserve Bank of New York, on Friday, April 21, 2017 Tags: Bankruptcy, Banks, Capital requirements, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial reform, Financial regulation, Liquidity, Recovery & resolution plans, SIFIs, Stress tests, Systemic risk, Too big to fail Corporate Governance Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday,… [read post]
21 May 2010, 2:49 pm
This post is based on a Davis Polk client memorandum by Ning Chiu, William M. [read post]
13 Sep 2012, 9:52 am
A former attorney with the Consumer Financial Protection Bureau has joined Hunton & Williams as a partner in Washington. [read post]
24 Jul 2012, 5:17 pm
He based this finding on the words of Lord Osborne in H M Advocate v William Frederick Ian Beggs (No2) (2002 S.L.T. 139). [read post]
8 Sep 2014, 10:09 am
McNeil was an associate on the structured finance team at Hunton & Williams LLP, and counsel in the U.S. businesses group at MetLife. [read post]
2 Dec 2013, 9:00 am
November 22, 2013 | William A. [read post]
4 Jan 2012, 5:05 am
My colleague Lindsey Williams, Advocacy Director of NWC, reported on these changes when Dodd-Frank passed in 2010.In a significant policy improvement, the new regulations eliminate the former requirement that whistleblowers give the Department 15 days advance notice before filing a complaint in U.S. district court. [read post]
12 Aug 2017, 7:30 am
The Trump Administration has been critical of the Dodd-Frank Act since day one, and one of the primary targets has been the Volcker Rule (“rule”). [read post]
14 Jul 2010, 2:04 pm
Now that the Dodd Frank Act is expected to be enacted, attention turns to how this legislation will affect the financial services industry. [read post]
16 Dec 2010, 7:47 am
I recently listened to the One-Hour Briefing Dodd-Frank Act: Getting Ready for Say on Pay 2010 featuring Yonat Assayag from ClearBridge Compenation Group, Mark Borges from Compensia, Inc., and Alan Kailer from Hunton & Williams. [read post]
15 Apr 2016, 6:00 am
Kess & Yafit Cohn, Simpson, Thacher & Bartlett LLP, on Tuesday, April 12, 2016 Tags: Charter & bylaws, Compliance and disclosure interpretation, Exchange Act, Proxy disclosure, Proxy materials,Proxy voting, Rule 14a-4, SEC, SEC rulemaking, Securities Regulation, Shareholder proposals, Shareholder voting The Role of the Federal Reserve: Lessons from Financial Crises Posted by William C. [read post]
18 Apr 2011, 11:25 am
So far this U.S. proxy season, investors and companies have focused on the advisory votes on compensation and pay vote frequency that all large and mid-cap firms are required to hold this year by the Dodd-Frank Act. [read post]
31 May 2007, 10:06 am
The proposal, submitted by shareholder William Steiner, went to a vote on May 7. [read post]