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9 Sep 2013, 5:00 am
How about providing instead, a streamlined permitting and regulatory process with fewer agencies to navigate, and which encourages developers to take on the clean up with more manageable expenses and exposure to risk? [read post]
9 Dec 2016, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
12 Jul 2021, 5:55 am
In this post, we discuss the SEC’s recent focus on ESG, including the compliance risks associated with ESG investing, and identify concrete steps fund managers can take to ensure compliance. [read post]
21 Feb 2016, 10:00 pm
Managing perishables “The most common cause we run into for food waste is buying too much or too little of raw materials needed to produce for a specific demand,” says Chris Williamson, general manager, X3 division, NexTec Group, Orlando, FL. [read post]
11 Dec 2023, 10:19 am
The other issue is watching the risks with actually using AI for investment decision. [read post]
15 Feb 2023, 9:01 pm
This lowers risk in the system and frees up liquidity elsewhere in the market. [read post]
5 Mar 2021, 7:08 am
This announcement comes after Acting Chair Allison Herren Lee directed the Division of Corporation Finance to review existing disclosure guidance on climate-related risks and appointed Satyam Khanna to serve as Senior Policy Advisor for Climate and ESG in February. [read post]
2 Jun 2010, 10:10 am
This Blog/Blawg, NJ Family Issues, is managed by Paul G. [read post]
17 Jan 2014, 12:13 pm
We also note that OCIE and the Asset Management Unit of the SEC’s Division of Enforcement will conduct a compliance outreach program for chief compliance officers and other senior personnel of investment advisers and investment companies on January 30, 2014 at the offices of SEC’s headquarters in Washington, D.C. [read post]
16 Aug 2013, 4:04 pm
In a published opinion filed August 13, 2013, the First District Court of Appeal, Division Five, reversed a trial court judgment that had invalidated the Bay Area Quality Management District’s (BAAQMD) adoption of 2010 “CEQA Air Quality Guidelines” because BAAQMD did not conduct CEQA review of their potential environmental impacts. [read post]
1 Apr 2013, 8:12 pm
Profit &Loss reflects the utmost level of leadership and accountability for a specific business or division.. [read post]
31 May 2019, 8:01 am
Finally, Peirce said that she would like to see the Division of Investment Management entertain an exemptive application for an ETF or approve an exchange rule allowing for the operation of crypto ETFs or other exchange-traded products (ETPs). [read post]
28 Jan 2013, 5:35 pm
To the contrary, Liu claims, the CEO of Siemens’ health care division directed subordinates to ignore the middlemen, thereby shielding the sales from mandatory risk assessments and due diligence. [read post]
29 Apr 2016, 9:14 am
Kelly, Chief of the SEC Enforcement Division’s Asset Management Unit. [read post]
6 Oct 2014, 8:40 am
In conclusion, considering the uncertainty surrounding the proposed SECs rules and the increased risks of a failed Rule 506(c) offering, fund managers should carefully consider whether engaging in an offering involving general solicitation and advertising is really worth it. [read post]
17 Sep 2017, 5:00 am
Inclusiveness, civility, respectful treatment: Those are all concepts getting a lot of attention as employers struggle to cope with what seems like an increasingly divisive culture often threatening to bleed over into the workplace. [read post]
5 May 2023, 2:28 pm
” Policies to mitigate AI risks and harnessing AI opportunities – The Office of Management and Budget (“OMB”) intends to release policy guidance that would enable companies to leverage AI systems to advance their mission. [read post]
9 Oct 2018, 5:21 am
This approach requires acceptance of a certain level of risk, she acknowledged, but achievements are often only possible with a certain level of risk-taking. [read post]
11 Mar 2011, 12:40 pm
Learn more about the DOL’s FLSA enforcement actions and tips for managing FLSA and other wage and hour risks here. [read post]
18 May 2015, 2:18 pm
The issuance or sale of securities is subject to regulation by the United States Securities Exchange Commission and by authorities in every state, including the Securities Division of the Office of the Indiana Secretary of State. [read post]
