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15 Nov 2017, 10:44 am by Hanibal Goitom
Dodd-Frank Act, despite coming under frequent criticism for its lack of action by the United Nations. [read post]
15 Nov 2017, 10:44 am by Hanibal Goitom
Dodd-Frank Act, despite coming under frequent criticism for its lack of action by the United Nations. [read post]
21 Dec 2022, 6:03 am by Unknown
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
20 May 2021, 10:09 am by Zachary Price
(For example, I argued beforehand that the court would be wrong to rule as it did in Shelby County v. [read post]
26 Feb 2012, 11:48 pm by INFORRM
The group’s e-petition calls on the Ministry of Justice to “leave FoI alone”, stating, “the Freedom of Information Act 2000 (FOI) has exposed the scandal of MPs’ expenses, and many examples of waste and improper behaviour by public authorities, politicians and public officials. [read post]
28 Mar 2012, 5:39 am by Doug Cornelius
Title V- Private Company Growth and Flexibility Act, or as I call it the let’s not make Facebook go public section. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
6 Oct 2016, 9:30 pm by Justin Daniel
Department of Justice (DOJ) asking the Court to rehear U.S. v. [read post]
10 Jul 2020, 7:39 am by Alan S. Kaplinsky
Supreme Court’s decision last week in Seila Law which held that the Dodd-Frank provision that only allows the President to remove the CFPB Director “for cause” violates the separation of powers in the U.S. [read post]
3 Sep 2020, 9:05 pm by Max Masuda-Farkas
The Public Assistance Program provides funding to help states respond to emergencies. [read post]
12 Sep 2011, 9:29 pm by Erik Gerding
Dodd-Frank is chock full o’ provisions that aim to do just this. [read post]
7 Jan 2011, 1:27 am by Kevin LaCroix
I am sure that the possible effect of the Morrison v. [read post]
18 Jul 2011, 2:00 am by Kara OBrien
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
9 Mar 2020, 9:03 pm by Richard W. Parker
Second, they offer the Supreme Court’s 5–4 decision in Massachusetts v. [read post]
20 Feb 2022, 2:19 pm by Keith Mallinson
They state there that ’we present empirical evidence of “hold-up”—i.e., evidence of opportunistic behavior by SEP enforcers that is intended to unreasonably inflate royalties. [read post]
9 Jul 2021, 7:07 am by John Jascob
As Chair of the CFTC, Gensler stood up for the agency’s derivatives and swaps reforms under the Dodd-Frank Act. [read post]