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26 Oct 2011, 2:21 pm
"During the annual meeting, a religious group, Christian Brothers Investment Services, presented a floor proposal that called for an independent board chair. [read post]
20 Apr 2024, 9:05 pm
The FINRA Board oversees and provides advice and guidance to management in its administration of FINRA’s affairs. [read post]
6 Nov 2014, 4:49 pm
A Fellow in the American College of Employee Benefits Council, immediate past-Chair and current Welfare Benefit Committee Co-Chair of the American Bar Association (ABA) RPPT Employee Benefits & Other Compensation Arrangements, an ABA Joint Committee on Employee Benefits Council Representative, the ABA TIPS Employee Benefit Plan Committee Vice Chair, former ABA Health Law Section Managed Care & Insurance Interest Group Chair, past Southwest Benefits… [read post]
7 Jun 2019, 7:30 am
Second, the Commission issued an interpretation that more clearly defined the “solely incidental” exclusion under the Advisers Act, which delineates when a broker-dealer’s performance of advisory activities causes it to become an investment adviser. [read post]
7 Jun 2019, 7:30 am
Second, the Commission issued an interpretation that more clearly defined the “solely incidental” exclusion under the Advisers Act, which delineates when a broker-dealer’s performance of advisory activities causes it to become an investment adviser. [read post]
12 Aug 2022, 6:34 am
“ “Kirkland’s investment entities have no management or other control rights over the funds they invest in, according to the firm’s conflicts of interest disclosures in court filings. [read post]
18 Aug 2016, 2:21 pm
The third prong may be met even if a donor doesn’t have advisory privileges codified in a written agreement so long as the donor has reasonable reason to expect to have advisory privileges with respect to distribution or investment of amounts held in the fund. [read post]
29 Nov 2019, 7:04 am
Kohn, and David Lopez, Cleary Gottlieb Steen & Hamilton LLP, on Monday, November 25, 2019 Tags: Boards of Directors, Disclosure, Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Robovoting and Proxy Vote Disclosure Posted by Paul Rose (The Ohio State University), on Monday, November 25, 2019 Tags: Disclosure, Institutional Investors, Investment… [read post]
14 Sep 2010, 7:55 am
They can also create tension between management and shareholder groups. [read post]
1 Jun 2022, 7:16 pm
To that end prosopography provides a way, at least for us in the West, to understand this collective through which the expressions of governance and the construction of its orthodoxies are now managed. [read post]
9 Jun 2010, 8:13 pm
A diverse group of technology companies including broadband, video and wireless providers as well as Google, Microsoft and hardware giants like Intel and Cisco today launched the Broadband Internet Technical Advisory Group (BITAG or TAG) to provide exactly the kind of self-regulatory forum for dealing with concerns about network management practices that we at PFF have long called for—most recently in Adam Thierer and Mike Wendy’s recent paper,… [read post]
26 Jul 2021, 9:29 am
Wednesday, July 28, 2021, at 2:30 p.m.: The Senate Foreign Relations Subcommittee on Africa and Global Health Policy will hold a hearing on U.S. trade and investment in Africa. [read post]
15 Aug 2014, 5:42 am
The rule bars an investment firm from managing a state’s assets for two years if the company, or certain of its executives, make more than a nominal donation to a state official with power over state contracts with investment advisors. [read post]
19 Sep 2014, 3:29 pm
A 2011 inductee to the American College of Employee Benefits Council, immediate past-Chair and current Welfare Benefit Committee Co-Chair of the American Bar Association (ABA) RPPT Employee Benefits & Other Compensation Arrangements, an ABA Joint Committee on Employee Benefits Council Representative, the ABA TIPS Employee Benefit Plan Committee Vice Chair, former ABA Health Law Section Managed Care & Insurance Interest Group Chair, past Southwest Benefits Association… [read post]
23 Feb 2013, 5:00 pm
See FTC Settlement With Mobile Device & App Developer Shows Developers & Businesses Need To Manage Mobile App & Data Security. [read post]
10 Jan 2013, 1:21 pm
Employers and other self-insured group health plan sponsors and health insurers, adjust your budgets and prepare to open up your wallets to pay additional fees mandated by the Patient Protection and Affordable Care Act (“PPACA”). [read post]
23 Feb 2024, 4:34 am
Customers will benefit from the accelerated innovations unlocked by the joint company’s scaled R&D investment, its unwavering support for customer success, and one of the industry’s most extensive partner ecosystems. [read post]
11 May 2018, 7:22 am
Miller managed to defraud thousands of people before his scheme fell apart. [read post]
18 Feb 2013, 4:00 am
A 13-page client advisory released on January 14th by CitiBank’s Law Firm Group states emphatically that “the boom years are NOT coming back, get used to it! [read post]
20 Nov 2009, 1:38 am
Conclusion Regulation 4.22 is detailed and, for some groups, complicated. [read post]
