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25 Apr 2010, 5:09 am by Rebecca Tushnet
It’s about maintaining the integrity of the registration system. [read post]
21 Dec 2017, 7:09 am
The decision concerns two trade mark registrations for energy drinks for the colour combination blue and grey, with the marks’ descriptions as applied for. [read post]
23 Sep 2013, 2:47 am by Trent Dykes
Securities Registration and Exemptions As background, federal law requires all sales of securities to either be registered with the SEC or qualify for an exemption from registration. [read post]
12 Mar 2009, 2:04 am
The FIR's sincerity, veracity etc cannot be determined at the registration stage. [read post]
12 Feb 2007, 8:25 am
Registration is required but is free, or you can just pick it up at new stands. [read post]
7 Mar 2018, 4:01 am by assoulineberlowe
Section 3(a)(4)(A) of the federal Securities Act of 1933 defines a “broker” broadly as any person engaged in the business of effecting transactions in securities for the account of others. [read post]
10 Dec 2021, 2:50 pm by Sarah Aberg
Who Must Report:  The CTA applies to domestic private corporations and limited liability companies and foreign and domestic private corporations doing business in the United States. [read post]
22 Sep 2010, 10:18 am by Gene Takagi
Charities may work in tandem with 501(c)(4) social welfare organizations (but confer with a knowledgeable attorney about structure and tax issues). [read post]
14 Jan 2008, 11:33 am
Department of Justice; Andrew McCarthy, Director, Center for Law & Counterterrorism; and Andrew Patel, private criminal defense lawyer who has represented a number of terrorist suspects, including Jose Padilla 4:00 pm Adjourn General Registration – no charge. [read post]
8 Aug 2009, 7:01 pm by Kenneth Vercammen
Elder Law, Estate Planning & Probate Seminar- New Ideas to Expand & Excel Your Practice 4. [read post]
” No express exception for offshore activities conducted by a foreign or other company under Sections 4(c)(9) or 4(c)(13) of the Bank Holding Company Act, unlike for ban on proprietary trading. [read post]
8 Jul 2009, 11:00 pm
Did Judge Sotomayor run her private clients' matters through the conflicts department of the new firm (or of the DA's office, while she was still there)? [read post]
14 Jun 2017, 9:04 am by John Elwood
John Elwood reviews Monday’s relists After spending the better part of two terms in a holding pattern because they were down a justice and at risk of 4-4 splits, the court is back at full strength and next term is shaping up nicely. [read post]
11 Sep 2018, 1:33 pm by Daniel Nathan
” According to the Letter, such an issuance would violate Section 5 of the Securities Act unless it was the subject of a registration statement or a valid exemption from registration. [read post]
18 Jun 2019, 4:15 am by Edith Roberts
Halleck, the court held 5-4 that a private nonprofit that runs a public-access TV channel is not a “state actor” and therefore cannot be sued for violating the First Amendment. [read post]