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16 Mar 2010, 5:44 am
If this goal is met, the hope is that a conference committee will reconcile the House and Senate bills by the July 4 recess. [read post]
3 Mar 2011, 11:41 am
" The article and the paper were about regulating hedge funds, a modern-day villain. [read post]
16 Oct 2012, 4:05 pm
Pandit moved to Citigroup after Old Lane Partners, which was his private equity firm and hedge fund, was acquired by the bank for $800 million. [read post]
7 Oct 2014, 7:22 am
I’ve recently joined (updated: resigned, effective July 14, 2008) the advisory board of a new service I am shamelessly plugging here called LateralLink. [read post]
26 Sep 2010, 8:56 am
July 2, 1997)), aff’d in part, rev’d in part on other grounds, 901 A.2d 106 (Del. 2006); cf. [read post]
31 Aug 2012, 3:47 pm
Rojas, SEC.gov (PDF) SEC halts Denver Based Ponzi Scheme, SEC.gov, August 15, 2012 More Blog Posts: Institutional Investment Roundup: Madoff Ponzi Victims to Get 2nd Payout, Insurer’s MBS Lawsuit Against UBS Can Proceed, SEC Charges 2 in $10M Penny Stock Scam, & Hedge Fund Manager Found Guilty in $900K Insider Trading Scheme, Institutional Investor Securities Blog, August 29, 2012 SEC Securities Law Roundup: First Whistleblower Award Under New Program is Announced,… [read post]
10 Nov 2014, 7:56 am
” Similarly, in a speech in July U.S. [read post]
12 Jan 2011, 8:26 am
On July 27, 2010, the PTO released interim guidelines detailing the appropriate steps for determining whether process claims are patentable material under Bilski. [read post]
6 Aug 2012, 7:10 am
If JPMorgan redeemed the security when rates were low, Strat investors would have to pay to terminate the hedge. [read post]
25 Jan 2018, 11:33 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
25 May 2023, 8:00 am
A review covering the calendar year 2022 must be completed by or before July 1, 2023. [read post]
20 Apr 2012, 6:36 am
In July 2011, though, a legal opinion letter authored by Reilly appeared as an exhibit in a registration statement on Form S-8. [read post]
12 Jun 2011, 10:26 am
With the Mets once again not a contending team this year, a piece in the Wall Street Journal explains that "the better Reyes plays, the more expensive he likely will be to re-sign, and the more value he figures to command on the July trade market. [read post]
14 Jul 2007, 4:11 pm
Business news channel CNBC is hedging its bets â€â [read post]
27 Jul 2010, 9:50 am
For your reference, here's a look at some of it:Dodd-Frank Act: A JD Supra Finance Law Brief Securities Industry Practice Alert - The Dodd-Frank Wall Street Reform and Consumer Protection Act [Fox Rothschild] The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) was signed into law by President Obama on July 21, 2010. [read post]
13 Aug 2019, 3:00 am
” Hedge fund legend Leon Cooperman called it “abusive. [read post]
25 Apr 2014, 8:35 am
These are rules that sophisticated hedge fund managers will quickly learn in order to avoid prosecution and small unsophisticated investors likely won’t understand. [read post]
11 May 2011, 11:42 am
He is to be sentenced on July 29. ... [read post]
14 Feb 2023, 5:32 pm
., was a man in his 50s who worked as a business analyst with a Manhattan hedge fund management firm until he was fired. [read post]
14 Jun 2013, 1:30 pm
See Floyd Norris, Going Dark, and Putting Blindfolds on Investors, New York Times (July 13, 2013), at B1. [read post]
