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8 Dec 2022, 7:29 am by Scott A. Coleman
 As a result, a company that controls an institution that is not a BHCA bank is not required to register as a bank holding company with the Federal Reserve Board and, therefore, is not subject to regulation and supervision by the Federal Reserve Board. [read post]
23 Feb 2021, 3:00 am by John Jenkins
The firm says the effort is good for business: In a study of its portfolio companies, Carlyle found that firms with two or more diverse board members recorded annual earnings growth 12 percent higher than those with fewer diverse directors. [read post]
10 Feb 2016, 4:04 am by Broc Romanek
You know, a couple of exceptions to that, we do have disclosure rules on directors and their experiences and backgrounds and diversity. [read post]
Introduction Stephanie Booker, Associate Director for Enforcement, Financial Crimes Enforcement Network (“FinCEN”) recently gave a speech at the Nevada Bar Association’s Bank Secrecy Act Conference in Las Vegas. [read post]
13 Jul 2011, 2:00 am by Kara OBrien
Senior management and the board of directors are also responsible for ensuring that internal audit and risk management functions cover CCR. [read post]
which was recently made publicly available on SSRN, we investigate how boards of directors monitor management, under what circumstances they fire CEOs, and whether these actions improve performance. [read post]
31 Mar 2010, 1:18 pm
Meanwhile, the factors of governance disclosure are major shareholders, management, boards, director and officer's remuneration and officer's shareholdings. [read post]
9 Aug 2010, 10:49 am by law shucks
Prior to joining CPPIB, he was Managing Director at Goldman, Sachs & Co. in their Investment Banking division in New York and London. [read post]
9 Mar 2018, 6:06 am
Klein and Joseph Sulzbach, Morrison & Foerster LLP, on Wednesday, March 7, 2018 Tags: Boards of Directors, Capital allocation, Engagement, Institutional Investors, Long-Term value, Mutual funds, Pension funds, Shareholder activism, Stewardship, Tax Cuts and Jobs Act, Taxation Engaging with Vanguard Posted by Chris Wightman, CamberView Partners, on Thursday, March 8, 2018 Tags: Board… [read post]
29 Sep 2011, 11:46 am
Grübel accepted responsibility for the loss and resigned against the advice of UBS's board of directors, according to board chairman Kaspar Villiger. [read post]
6 Nov 2007, 5:15 am
Penny and on the board of American Electric Power; Halliburton; Pfizer; Williams; Deutsche Bank Trust Corporation and Deutsche Bank Trust Company Americas (non-public, wholly owned subsidiaries of Deutsche Bank AG)  Reatha Clark King (69), Former Chairman, Board of Trustees, General Mills Foundation, former President and Executive Director, General Mills Foundation, and Vice President, General Mills. [read post]
4 Jan 2012, 1:22 pm by Blank Rome Government Relations
Specific reforms suggested in the letter were: (1) the establishment of a board of directors; (2) the requirement that the CFPB submit a budget request and go through the appropriations process just like the Securities and Exchange Commission, the Commodity Futures Trading Commission and the Federal Trade Commission; and (3) the oversight of CFPB regulations by Federal bank regulators to ensure that such regulations do not needlessly cause bank failures. [read post]
24 Feb 2015, 8:02 am by Bob Eisenbach
If a corporation’s board of directors decides that the business needs to be wound down, there are a number of legal paths to consider. [read post]
24 Feb 2015, 8:02 am by Bob Eisenbach
If a corporation’s board of directors decides that the business needs to be wound down, there are a number of legal paths to consider. [read post]
31 Mar 2011, 11:09 am by Michael Rothfeld
Jurors in the trial of Raj Rajaratnam heard the most direct evidence Wednesday tying the Galleon Group founder to inside tips on Goldman Sachs that regulators say he received from Rajat Gupta, a former director at the investment bank. [read post]
19 May 2024, 9:05 pm by The Regulatory Review
The current board members of The Regulatory Review extend our best wishes and congratulations to all the 2024 graduates who have served as members of The Review’s staff, especially to members of the 2023-2024 editorial board. [read post]
22 Jun 2010, 9:30 am by Stikeman Elliott LLP
" The guidance adopts three main principles, being that: (i) incentive compensation arrangements at a banking organization should provide employees incentives that appropriately balance risk and financial results in a manner that does not encourage employees to expose their organizations to imprudent risk; (ii) these arrangements should be compatible with effective controls and risk-management; and (iii) these arrangements should be supported by strong corporate… [read post]
9 Aug 2023, 4:37 am by Unknown
” Going a step further, “Given the size of this transaction, we believe that the supervision staff of the Board of Governors of the Federal Reserve System (Federal Reserve) must have acquiesced in the directors’ authorization of this proposal,” the group said in its letter.Evaluating risks, rewards. [read post]
4 Apr 2009, 5:00 am
The Bank is a single branch, federally chartered stock savings association. [read post]