Search for: "Equity Services Inc"
Results 1021 - 1040
of 2,453
Sorted by Relevance
|
Sort by Date
5 Jan 2010, 11:56 am
In another case, a FINRA arbitration panel ordered StockCross Financial Services, Inc. and two brokers to pay approximately $319,000 in compensatory damages, about $959,000 in damages for elder abuse, as well as about $234,000 in attorney's fees plus additional sums for costs, in a case where an elderly investor alleged that the brokers recommended unsuitable and overly risky investments for him, including recommending that he leverage the equity in his… [read post]
16 Apr 2019, 6:08 am
Posted by John Roe and Kosmas Papadopoulos, ISS Analytics, on Tuesday, April 16, 2019 Editor's Note: John Roe is Head of ISS Analytics, the data intelligence arm of Institutional Shareholder Services, Inc; and Kosmas Papadopoulos is Managing Editor and Executive Director with ISS Analytics. [read post]
2 Apr 2023, 6:00 am
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]
9 Nov 2011, 8:40 pm
In exchange, the state and federal authorities signing on would give the banks: a release of all servicing claims; a release of all origination claims, including discriminatory lending claims; a release of all MERS claims against the banks, leaving MERS Inc. as a potential defendant for MERS related issues (MERS Inc. has no financial assets of note.) [read post]
11 Jun 2019, 6:00 am
For example, the purchase of Worldpay by Fidelity National Information Services Inc. [read post]
22 Sep 2023, 2:28 pm
Battalini allegedly was a broker for Prospera Financial Services, Inc., located in Pittsburgh, Pennsylvania, from 2016 to 2017. [read post]
22 Sep 2023, 2:28 pm
Battalini allegedly was a broker for Prospera Financial Services, Inc., located in Pittsburgh, Pennsylvania, from 2016 to 2017. [read post]
22 Sep 2023, 2:28 pm
Battalini allegedly was a broker for Prospera Financial Services, Inc., located in Pittsburgh, Pennsylvania, from 2016 to 2017. [read post]
Crowdfunding Right Now (Fund Model, Broker-Dealer Model, Lending Platforms and Intrastate Offerings)
6 Aug 2014, 10:49 am
I am referring to the equity / debt crowdfunding. [read post]
25 Oct 2010, 10:35 am
Online marketing plans and sales arrangements that allow consumers to consent in advance to receive and pay for goods or services in the future on a continuing or periodic basis are convenient and beneficial to both consumers and marketers. [read post]
18 Jun 2010, 9:01 am
DaimlerChrysler Canada Inc., J.E. [read post]
17 Jun 2010, 5:27 am
Taylor Bean engaged in the the origination, acquisition, sale and servicing of residential mortgages through a network of local banks and mortgage brokers. [read post]
15 May 2020, 8:24 am
Citing Alex Shushunoff Management Services, L.P. v. [read post]
13 Dec 2020, 3:25 am
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
15 Sep 2017, 7:58 pm
In the Matter of the Appeal of William-Sonoma, Inc., and Subsidiaries (June, 26, 2012). [read post]
24 Apr 2012, 3:40 am
Consider the following: Brand--"[C]omprises all publicly identifiable knowledge associated with a particular product, service, or company. [read post]
5 Nov 2016, 1:47 pm
” “Fundamental equity” was another basis. [read post]
24 Aug 2009, 5:46 pm
§ 1114 The following of Hayes' U.S. subsidiaries and affiliates (including the last four digits of their respective taxpayer identification numbers) have filed petitions for relief under chapter 11 concurrently with Hayes (2578) and have obtained joint administration therewith: Hayes Lemmerz Finance LLC (7731), Hayes Lemmerz International Import, Inc. (1655), Hayes Lemmerz International - California, Inc. (2337), Hayes Lemmerz International Commercial Highway,… [read post]
11 Mar 2022, 6:01 am
SEC Proposes Additional Private Fund Disclosures Posted by Ellen Kaye Fleishhacker, Robert Holton, and Patrick Derocher, Arnold & Porter LLP, on Friday, March 4, 2022 Tags: Disclosure, Dodd-Frank Act, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation The Further Erosion of Investor Protection: Expanded Exemptions, SPAC Mergers, and Direct Listings Posted by… [read post]
20 Oct 2017, 6:05 am
Wachter, University of Pennsylvania, on Wednesday, October 18, 2017 Tags: Boards of Directors, Delaware articles, Delaware cases, Delaware law, DGCL, Fiduciary duties, Freezeouts, Incorporations, Legal history, State law Rejection of the Universal Proxy Card Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Thursday, October 19, 2017 Tags: Institutional Investors, Pershing Square, Proxy fights, Proxy… [read post]
