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16 Feb 2012, 7:46 am
REGISTRATION EXEMPTION FOR INVESTMENT ADVISERS TO PRIVATE FUNDS. [read post]
13 Jan 2014, 5:00 am
Apparently, it is now an annual event. [read post]
28 Aug 2023, 7:36 am
The order finds that 3M’s Chinese subsidiary paid nearly $1 million to fund at least 24 trips for Chinese government officials that included tourism activities. [read post]
21 Jan 2022, 5:00 am
In the event of such a conflict, which terms would control? [read post]
22 Aug 2008, 2:00 pm
CJAC President John Sullivan downplayed the event as a simple gathering, no different than other fund-raisers the PAC has held for legislative leaders. [read post]
13 Oct 2011, 4:50 pm
This proposal would restrict the use of the SEC reserve fund to only be used to respond to extraordinary market events, such as the flash crash, and to fund long-term IT infrastructure projects.The Obama Administration wants the deficit reduction legislation produced by the Joint Select Committee on Deficit Reduction to include a Financial Crisis Responsibility Fee on the largest financial institutions to fully compensate taxpayers for the extraordinary support they… [read post]
21 Jun 2011, 8:20 pm
" In any event, NASAA wrote, it would be unwise to establish an exemption before defining what is covered by the exemption.Second, NASAA stated that the bill is unclear as to what, if any, reporting requirements would be required for private equity fund advisers. [read post]
14 Oct 2020, 7:03 am
Instead, announcements about the dedication of these taxpayer funds are being made at campaign-style events just three weeks from Election Day. [read post]
28 Jun 2011, 11:52 am
In any event, the managers falling within the scope of the new venture capital initiative should exclusively manage venture capital funds investing in small and medium-sized enterprises. [read post]
20 Jun 2023, 4:44 am
Launches "Marketplace" Digital Asset Platform EDX Markets Begins Trading and Completes New Funding Round (Businesswire) DOJ RELEASES Four Indicted For $17 Million Bank Fraud Scheme (DOJ Release) Assistant Attorney General Jonathan Kanter Delivers Keynote Address at the Brookings Institution’s Center on Regulation and Markets Event “Promoting Competition in Banking” SEC RELEASES SEC Charges Private Equity Fund Adviser for Overcharging Fees… [read post]
13 Jan 2014, 6:10 pm
The Recorder reports that the Chief "will ask for an additional $1.1 billion in state funding for California's judiciary over the next three years at a public event scheduled Tuesday in the state capital." [read post]
14 May 2014, 6:00 am
Other examples include the analysis of managerial skill on actively managed funds, of the magnitude of price manipulation, or of the impact of disclosure events on prices in securities litigation. [read post]
17 Aug 2017, 2:11 pm
From wearing the gold ribbon and sharing educational resources on childhood cancer on social media to hosting a fundraising event, non-profit organizations offer a lot of effective ideas in this respect. [read post]
31 Mar 2020, 1:50 pm
The Glossary defines a private equity fund as “[a]ny private fund that is not a hedge fund, liquidity fund, real estate fund, securitized asset fund or venture capital fund and does not provide investors with redemption rights in the ordinary course. [read post]
24 Sep 2021, 8:45 am
The function generates a timeline of events in the case based on information submitted by the parties. [read post]
24 Mar 2021, 5:49 am
The Fund did so. [read post]
24 Jul 2017, 5:36 am
”This is an annual conference, with the location for next year’s event still to be revealed. [read post]
14 May 2017, 5:27 am
According to brokercheck, Cody has been subject to three regulatory events, two investigations, and 15 customer disputes among other disclosures. [read post]
17 Jun 2016, 4:25 am
This is similar to paying an insurance premium and then collecting on the policy in the event of a disability. [read post]
22 Apr 2022, 6:06 am
It then hit the group with a cost for a virtual event that must be paid in order to qualify for further funding. [read post]
