Search for: "Securities Investor Protection Corporation"
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4 Jun 2013, 1:34 am
They questioned whether “corporate executives are likely to see this as a cue from investors to keep their firms’ information security investments at the status quo. [read post]
25 May 2011, 1:31 pm
At an open meeting on Wednesday morning, the SEC adopted final rules to implement Section 922 of the Dodd-Frank Act regarding securities whistleblower incentives and protection. [read post]
7 Dec 2011, 2:01 pm
The Securities Investor Protection Corporation (SIPC) can offer up to $500,000 in coverage to accounts with member firms. [read post]
28 Apr 2015, 5:35 am
New Mandatory Offer Rule Following reviews conducted by the Emirates Competitiveness Council, the Board of the UAE Securities & Commodities Authority (SCA) has approved changes to several instruments in order to raise the competitiveness of the UAE on the minority investor protection index. [read post]
26 Feb 2009, 6:57 am
President Obama Sets Forth Principles to Guide Reform of Financial RegulationPresident Obama has outlined seven broad key principles involving transparency, systemic risk management, and investor protection that will guide Congress in passing legislation to reform the financial and securities markets. [read post]
5 Jun 2023, 6:30 am
The SEC regulates, and enforces laws concerning, public companies, with a mission that includes “protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation“. [read post]
5 Jun 2023, 6:30 am
The SEC regulates, and enforces laws concerning, public companies, with a mission that includes “protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation“. [read post]
24 Jun 2022, 6:26 am
Cunningham (George Washington University), on Thursday, June 23, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investor protection, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Commissioner Peirce on the Regulatory Flexibility Agenda Posted by Hester M. [read post]
24 Jun 2022, 6:26 am
Cunningham (George Washington University), on Thursday, June 23, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investor protection, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Commissioner Peirce on the Regulatory Flexibility Agenda Posted by Hester M. [read post]
19 Aug 2011, 6:30 am
Securities and Exchange Commission. [read post]
10 Apr 2023, 12:54 pm
There are, of course, usually two sides to every story, and in a April 5, 2023 Law360 article entitled “Why Event-Driven Securities Class Actions Often Succeed” (here, subscription required), David Barenbaum and Michael Dark of the Berman Tobacco firm provide a plaintiffs’ side view of event-driven securities litigation, and make out their case that these cases are not only not frivolous but provide securities investors important remedies and… [read post]
13 Feb 2024, 10:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
5 Sep 2024, 1:05 pm
“We will continue to hold firms accountable for putting roadblocks between us and their investors. [read post]
16 Mar 2018, 7:37 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
31 May 2020, 1:51 pm
The complaint was filed on behalf of a class of investors who purchased Antares securities between December 21, 2016 and October 12, 2017. [read post]
11 Oct 2021, 2:03 am
In fact, there has been legislation to that effect recently passed in the House – the Corporate Governance Improvement and Investor Protection Act would create a requirement for public disclosure of numerous ESG metrics. [read post]
15 Feb 2018, 2:31 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 Nov 2017, 3:00 am
Check out The Biglaw Investor or read Are Legal Jobs Secure? [read post]
27 Nov 2017, 3:00 am
Check out The Biglaw Investor or read Are Legal Jobs Secure? [read post]
19 Jan 2019, 6:00 am
What can you do to protect your company in 2019? [read post]
