Search for: "Kathleen L. Casey, Commissioner, U.S. Securities and Exchange Commission,"
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7 Nov 2010, 7:14 am
Casey is a Commissioner at the U.S. [read post]
19 Aug 2011, 6:30 am
Securities and Exchange Commission. [read post]
30 Nov 2007, 7:33 am
U.S. companies will be allowed once again to exclude proxy access proposals from their corporate ballots, the Securities and Exchange Commission has decided. [read post]
28 Jan 2010, 2:57 pm
"I can only conclude that the purpose of this release is to place the imprimatur of the commission on the agenda of the social and environmental policy lobby, an agenda that falls outside of our expertise and beyond our fundamental mission of investor protection," Republican commissioner Kathleen L. [read post]
29 Jun 2007, 10:04 am
Atkins and Commissioner Kathleen Casey, who voted against the Stoneridge recommendation, said the liability standards detailed in the agency's brief were too vague. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
30 Jul 2007, 10:53 am
That measure was supported by Republican Commissioners Paul Atkins and Kathleen Casey as well as Cox. [read post]
25 Nov 2006, 9:42 am
Securities and Exchange Commission and sworn in on July 17, 2006. [read post]
26 Sep 2010, 6:38 am
Commissioner Kathleen L. [read post]
27 Aug 2010, 11:50 am
On August 25, 2010, the Securities and Exchange Commission voted 3-to-2 along party lines to adopt a controversial proxy access regime to facilitate shareholders’ ability to nominate a limited number of candidates for election as directors. [read post]
19 Apr 2010, 5:11 pm
SEC Commissioners Kathleen Casey and Troy Paredes reportedly voted against bringing the suit. [read post]
2 Mar 2010, 1:34 pm
Lek suggested that the Commission should limit the number of orders or cancellations that a single beneficial owner can send to an exchange in a single symbol on the same side of the market to one per second, and require that all orders received within one second be considered as received at the same time.Lek Securities agreed with Penson and Wedbush, however, that the rule should continue to permit sponsored access where the person being sponsored is itself an… [read post]
