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4 Jan 2017, 3:55 pm by nedaj
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
24 Aug 2023, 9:05 pm by Elizabeth Martinez
Court of Appeals for the Federal Circuit’s decision in Royal Brush Manufacturing v. [read post]
18 Sep 2008, 6:35 am
Second, Neal Devins argued that by the 1992 decision in Casey v. [read post]
14 Sep 2018, 6:12 am
(Delaware Supreme Court and Harvard Law School), on Wednesday, September 12, 2018 Tags: Campaign finance, Citizens United v. [read post]
5 Apr 2009, 1:26 pm
For example, in June 2008, the SEC filed civil charges against two former portfolio managers for allegedly misleading investors and certain institutional counterparties about the financial state of Bear Stearns’ two largest hedge funds and their exposure to subprime mortgage-backed securities.[13] On the same day, the U.S. [read post]
3 May 2023, 9:03 pm by renholding
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
28 Dec 2023, 6:49 pm by Chuck Cosson
While Microsoft has stated it’s extending this offer on the basis few claims are likely to succeed,[21] it also indicates that Microsoft believes there will be some claims that survive to settlement or even to judgment, and for which it would be optimal for Microsoft to control the litigation (rather than its customer). [read post]
15 Mar 2012, 9:53 am by William McGrath
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC v. [read post]
18 Jul 2010, 11:41 am
A couple of weeks ago, the AmeriKat wrote about Justice Kennedy's majority opinion in the much-awaited Supreme Court case of Bilski v Kappos. [read post]