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30 May 2019, 6:00 am by Ahad Ahmed (Toronto)
Among these deals were the merger of Potash Corp. of Saskatchewan Inc. and Agrium Inc., the purchase of Randgold Resources Inc. by Barrick Gold Corp., the purchase of Goldcorp Inc. by Newmont Mining Corp., and Lundin Mining Corp. [read post]
29 May 2019, 6:54 am by Staff Attorney
  From August 2018 until December 2018 Shefer was associated with APW Capital, Inc. out of the firm’s Aventura, Florida office location. [read post]
26 May 2019, 5:45 am by Staff Attorney
  From July 2011 until June 2013 Woodard was registered with Capital Investment Group, Inc. [read post]
24 May 2019, 9:41 am by Nate Nead
In return, the individuals’ human capital adds value to the enterprise. [read post]
21 May 2019, 7:28 pm by Rob Robinson
“Pivotal’s capital and public stock currency enable us to have an optimized balance sheet and the ability to capitalize on the consolidation of a fragmented industry valued at $21 billion in annual revenue by IDC. [read post]
17 May 2019, 6:33 am by Silver Law Group
Devin Michael McCabe (CRD#: 5645799) is a registered broker currently employed with Westpark Capital, Inc. [read post]
16 May 2019, 11:59 am by Silver Law Group
He was previously employed with Rockwell Global Capital LLC (CRD#:142485) and Ekn Financial Services Inc. [read post]
16 May 2019, 5:38 am by Green, Schafle & Gibbs
As a result, firm customers often held these ETF positions in their accounts for extended periods of time, in some cases, longer than two years.Accelerated Capital Group, Inc. [read post]
9 May 2019, 1:00 pm by Kevin LaCroix
  *********************************   The legal marijuana industry is booming, and so is the need for insurance for industry participants. [read post]
7 May 2019, 6:26 am by Staff Attorney
According to BrokerCheck records financial advisor Andrew Burdsall (Burdsall), currently employed by Securities America, Inc. [read post]
3 May 2019, 10:07 am by Hollis Kelly
Fairstone Financial Inc. also issued the first non-prime asset backed securities deal that Canada has seen since the credit crisis when it sold a CAD 322.4m bond issuance backed by consumer loans with interest rates as high as 39.99 per cent. [read post]
30 Apr 2019, 1:28 pm by Staff Attorney
Advisor William Gordan (Gordan), currently employed by Capital Financial Services, Inc. [read post]
29 Apr 2019, 6:23 pm by Stewart Baker
We dive right into the recent activity from the SEC, namely, the Framework for “Investment Contract” Analysis of Digital Assets and the No-Action Letter issued to TurnKey Jet, Inc. [read post]