Search for: "E* Trade Bank"
Results 1041 - 1060
of 18,395
Sorted by Relevance
|
Sort by Date
28 Feb 2010, 12:37 pm
I think the evidence suggests that we need to take some rather drastic actions, which might include any or even perhaps all of the following: break up the investment banks; regulate their leverage and their bonuses, ban their flash trading heavily regulate their involvement in speculative gambling with derivatives (i.e., betting on positions that they don't own). [read post]
6 Dec 2009, 5:27 am
 He’s got all the banks pretending they’re solvent and profitable. [read post]
5 Sep 2007, 2:19 pm
Months after its president was forced out for getting his girlfriend promotions and hefty pay raises, officials at the scandal-plagued World Bank are working to kill a scathing report on the rampant fraud in a major bank-supported health care project in India. [read post]
2 May 2024, 1:22 pm
Between the mid-1980s and 2008, the OCC “gradually and deliberately expand[ed] the ability of large U.S. commercial banks to engage in trading and dealing in complex over-the-counter derivatives. [read post]
13 Jun 2012, 11:12 am
[Final note: it looks like former USTR and current World Bank chief Robert Zoellick agrees.]This feed originates at the personal blog of Scott Lincicome (http://lincicome.blogspot.com). [read post]
4 Aug 2012, 9:17 am
As part of an increasingly global crackdown on insider trading, the Japanese Securities and Exchange Surveillance Commission recommended administrative action against a global investment bank based on findings that the firm failed to take measures to prevent illegal insider trading with regard to the management of confidential corporate information related to public offerings of new shares. [read post]
13 Dec 2010, 9:10 am
Banks explain that many derivatives trades have to work this way because they are often customized, unlike shares of stock. [read post]
23 Sep 2008, 4:05 pm
The deal covers investment banking and equities in the Netherlands, Qatar, Dubai, Kuwait, the U.K., Italy, Germany and Sweden, but excludes trading assets or trading liabilities.According to PricewaterhouseCoopers LLP, "….we are absolutely delighted to be able to confirm that we have secured a sale of the investment banking and equities businesses of Lehman Brothers in the UK and… [read post]
20 Oct 2020, 3:00 am
Furthermore, the Cooperation Agreement between the two governments allowed recognized SETC Zone as a China overseas investment zone and entitlement of preferential lending and insurance terms from Chinese policy banks. [read post]
11 Sep 2017, 4:35 pm
On September 11, the Department of Justice announced that it had filed a civil fraud suit in Brooklyn, NY, against the former head of Deutsche Bank’s head of subprime mortgage trading. [read post]
25 Oct 2018, 9:15 am
In other words, the value of the credit card information derived from the thing that it was intended to protect – a bank account. [read post]
23 Jun 2021, 7:41 am
In some of the most egregious violations, brokers will skirt supervision mechanisms by fraudulently changing an investor’s preferences to allow for more frequent and speculative trading, essentially banking on investors not noticing the change in preferences on their account statements. [read post]
22 Jun 2014, 8:53 pm
CLS Bank decision held that a process that lessens settlement risk for trades of financial instruments is too abstract for patenting. [read post]
29 Jun 2020, 12:49 pm
This kind of trade is an illegal practice known as spoofing. [read post]
25 Jan 2019, 7:46 am
§2113(c) covers participants who may not have taken the property, but who nonetheless participated in the crime by receiving, possessing, hiding, selling, trading, or disposing of the property, money, or thing of value. [read post]
10 Jul 2012, 1:41 pm
Some pundits thought that the Barclays/ LIBOR scandal was a bigger deal than last month’s banking scandal surrounding JPMorgan’s staggering losses due to riskier-than-expected trading moves, now thought to top a whopping $9 billion. [read post]
30 Jul 2013, 10:03 am
The post Debt Collectors Fined $3.2 Million by Federal Trade Commission appeared first on Helping Florida Consumers. [read post]
13 Mar 2009, 11:44 am
Bank of America Technology & Operations, Inc. ___ Cal.Rptr. 3d ____ (6th Dist. [read post]
16 Aug 2018, 5:48 pm
Thousands of Deutsche Bank workers were purportedly affected. [read post]
28 Mar 2012, 12:34 pm
As a result, emitters purchase allowances at low prices and then bank them for use in future years and can comply with their allowance limitations quite easily with existing technology. [read post]
