Search for: "Matter of Rules Adoption"
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1 Apr 2019, 5:54 am
You might remember this no-action letter to Johnson & Johnson granting relief to the company if it relied on Rule 14a-8(i)(2) (violation of law) to exclude a shareholder proposal requesting adoption of mandatory shareholder arbitration bylaws. [read post]
30 Apr 2010, 4:00 am
In the Matter of Keith T. [read post]
26 Jul 2021, 11:35 am
Fortunately, these problems can be fixed with some simple modifications to the ethics rules, which the FTC has the authority to quickly adopt on its own. [read post]
9 May 2023, 6:51 am
Pinnacle Advisors, LLC, May 5. 2023; In the Matter of Pinnacle Investments, LLC, Release No. 34-97448, May 5, 2023; In the Matter of Joseph Masella, Release No. 40-6303, May 5, 2023).Complaint. [read post]
9 Dec 2022, 5:01 am
Rather than adopt either side’s bright-line boundary of this outer perimeter, all three judges on the D.C. [read post]
4 Mar 2015, 4:02 am
The specific language of that request: I suggest that the Judicial Conference’s Committee on Rules of Practice and Procedure look into this matter. [read post]
3 Jan 2011, 1:18 am
The rules adopt a similar structure to the Civil Procedure Rules 1998.4. [read post]
29 Nov 2009, 3:57 pm
I believe that the rule should not have been adopted â€" and should never be. [read post]
28 Mar 2009, 10:27 am
The FSA noted two important changes from its prior thinking in adopting the final rules. [read post]
7 Dec 2020, 9:37 am
It treated the adoption has having preceded the custody ruling and found that the parties had two children. [read post]
4 Mar 2022, 8:00 am
Adopting a broad standard of deference, the majority ruled against the request. [read post]
8 Apr 2021, 8:04 am
What matters, then, is not whether a document is last in line, but whether it communicates a policy on which the agency has settled. [read post]
20 Sep 2011, 2:43 am
Former Rule 136, which was applicable only to domestic matters has been subsumed by the newer Part 137 which, with limited exceptions that are not alleged here, is applicable to all civil matters. [read post]
13 Oct 2015, 9:10 am
Court of Appeals, Sixth Circuit, Case Nos.15-3799/3822/3853/3887 involving many other states, including Michigan, challenge the validity of a Final Rule adopted by respondents U.S. [read post]
28 Jun 2010, 9:55 am
Justice Kennedy wrote:Rather than adopting categorical rules that might have wide-ranging and unforeseen impacts, the Court resolves this case narrowly...The Court's discussion seems to imply that it simply does not know what effect a broad limitation might have, and thus leaves the determination [read post]
23 Jan 2012, 12:09 pm
Court of Appeals for the District of Columbia Circuit dismissed a challenge by securities and derivatives industry associations to rules establishing derivatives position limits adopted by the Commodity Futures Trading Commission. [read post]
10 Mar 2014, 9:38 pm
Vallés) ECJ Rules on Jurisdiction for Copyright Infringement [read post]
12 Jun 2017, 10:08 am
If the agencies choose not to issue a joint interpretation within the designated time period, both most publicly provide their reasons.Litigated matter. [read post]
21 Oct 2010, 9:31 am
Tom Watkins, who chaired the committee that oversaw drafting of the rules, gave a presentation on the conflicts rules and how they compare to the ABA Model Rules and rules adopted by other states. [read post]
12 Apr 2023, 6:11 am
” “Also, in any jurisdiction where some sort of ‘guidelines’ involving civility or professionalism or courtesy are adopted by reference as part of ethical rules for a particular court, then the ethical analysis is entirely different from what I offer below. [read post]