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31 Oct 2024, 2:39 pm
Plaintiffs: Meryl Pomponio, Frank Singh, Stephen Hopson Law Office of Morse Mehrban Attorneys: Morse Mehrban, Esq. [read post]
8 Jun 2012, 7:47 am
FINRA CEO Richard Ketchum said that FINRA would support an amendment to HR 4624 providing for a de minimis SRO fee for smaller firms subject to robust state regulation. [read post]
30 Mar 2018, 6:01 am
Gez, Gibson, Dunn & Crutcher LLP, on Thursday, March 29, 2018 Tags: Compensation disclosure, Compensation ratios, Dodd-Frank Act, Executive Compensation, Financial reporting, Proxy disclosure, Securities regulation [read post]
13 Oct 2011, 9:33 am
The Government asserts that Franks is completely applicable to the wiretap necessity challenge. [read post]
5 Jan 2007, 5:51 am
Barney Frank, the incoming House Financial Services Committee chairman, said in a statement. [read post]
3 Nov 2022, 12:30 pm
As the CFPB’s final rule explains: Congress directed the Bureau to study these pre-dispute arbitration agreements in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank or Dodd-Frank Act). [read post]
7 Sep 2019, 9:30 pm
Prior to joining Suffolk’s faculty, she served as a law clerk to the Honorable Richard Stearns of the District of Massachusetts and the Honorable Juan Torruella of the United States Court of Appeals for the First Circuit. [read post]
9 Sep 2017, 6:32 am
Marc Frank, Cuban Dissidents in electoral challenge as Castro era nears end (Reuters 7 Sept. 2017). [read post]
25 Aug 2017, 8:51 am
“Tens of thousands of Corinthian students were harmed by the predatory lending scheme funded by Aequitas, turning dreams of higher education into a nightmare,” said CFPB Director Richard Cordray. [read post]
10 Apr 2019, 9:00 am
Richard was nervous about the “wholesale felling of marks” but agreed with the principle that sanctions “should have teeth”. [read post]
27 Nov 2016, 4:00 am
When I needed a blog break, I would leave readers in the company of my dog Frank. [read post]
26 Oct 2018, 1:28 pm
Frank J. [read post]
19 Sep 2017, 11:54 am
The proposed penalties take into account the defendants’ inability to pay more.Top Notch Complaint by Federal Consumer Watchdog Agency “It is reprehensible that Top Notch and its owner sought to scam NFL concussion victims, 9/11 heroes, and others to turn a quick profit,” said CFPB Director Richard Cordray. [read post]
13 Oct 2010, 8:46 am
FINRA’s Chief Executive Officer Richard Ketchum stated that the option “would enhance confidence in and increase the perception of fairness in the FINRA arbitration process. [read post]
16 Jun 2019, 4:58 am
Frank, Frank H. [read post]
16 Feb 2017, 4:58 am
Ben Sasse has dubbed Cordray “King Richard,” and President Donald Trump has been threatening to fire him. [read post]
12 Aug 2015, 2:29 pm
“Citizens Bank regularly denied customers the full credits of their deposits when there were discrepancies between deposit slips and the actual money transferred into the bank,” said CFPB Director Richard Cordray. [read post]
23 Feb 2018, 4:07 am
Richard Re has this blog’s argument analysis. [read post]
21 Feb 2025, 7:25 am
Angela Merkel and Richard Wagner3. [read post]
13 Mar 2017, 10:18 am
Browning, Frank and Dorothy Forman, eds. [read post]
