Search for: "L. Harris"
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28 Jun 2016, 12:44 pm
McCoy and William L. [read post]
27 Jun 2016, 10:34 pm
Front Row L-R Presiding Justice Harris Hines and Chief Justice Hugh Thompson. [read post]
22 Jun 2016, 10:00 am
Int’l Ins. [read post]
13 Jun 2016, 4:38 pm
Kann L, McManus T, Harris WA, et al. [read post]
11 Jun 2016, 10:19 am
Harris). [read post]
10 Jun 2016, 6:17 am
Epstein, Scott Luftglass, Philip Richter, Peter L. [read post]
6 Jun 2016, 10:01 am
L. [read post]
3 Jun 2016, 11:17 am
As for Harris, he suffered a fairly serious head laceration and was taken to the hospital for a concussion evaluation. [read post]
29 May 2016, 12:00 am
Credit: Charles Alexander, Office of the United States Chief of Counsel, Harry S. [read post]
26 May 2016, 9:29 pm
Thanks @cantabip for organizing: #INTA16 Tweetup official group photo. pic.twitter.com/IgMYNy0YGE — Kenneth L. [read post]
26 May 2016, 8:00 am
Fortunately, we have not seen many actions against compliance officers, and the reality is that a good faith effort to create a supervisory system, and to insure that it is being followed, should keep the compliance department out of a regulatory action.But it does happen, and Brian L. [read post]
24 May 2016, 3:21 pm
Harlick, A Cold White Fear: A Meg Harris Mystery (Toronto: Dundurn Press, 2015). [read post]
22 May 2016, 4:05 pm
Newspapers Journalism and Regulation The Daily Star has been censured by IPSO after it published untrue rumours of a romance between Pippa Middleton and Prince Harry. [read post]
9 May 2016, 3:38 pm
By Gerald L. [read post]
6 May 2016, 6:15 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Wednesday, May 4, 2016 Tags: Accounting, Capital formation, Financial reporting, Firm valuation, Internal auditors, Internal control, Investor protection, Regulation S-K, Reporting regulation, SEC, Securities enforcement, Securities fraud, Securities Regulation,Settlements Corporate Resilience to Banking Crises Posted by Ross Levine, University of California, Berkeley, on Thursday, May 5, 2016 Tags: Banks, Behavioral finance, Corporate debt,… [read post]
4 May 2016, 1:40 pm
L. [read post]
4 May 2016, 1:40 pm
L. [read post]
4 May 2016, 1:40 pm
L. [read post]
2 May 2016, 2:50 pm
Addit’l burden of processing in ID’ing real complaint. [read post]
29 Apr 2016, 6:10 am
Dicke, Fenwick & West LLP, on Monday, April 25, 2016 Tags: Accounting, Boards of Directors, Capital formation, Compliance & ethics, Compliance and disclosure interpretation,Disclosure, Exchange Act, Investor protection, IPOs, Misreporting, Private firms, Rule 10b-5, SEC, SEC enforcement,Section 10(b), Securities enforcement, Securities fraud, Securities Regulation, Swaps, Tech companies Rollout of Proposed Rule on Incentive Pay Posted by Heather L. [read post]
