Search for: "Private Funding Management Inc"
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28 Sep 2017, 12:22 pm
Calamari received the SEC and NTEU Labor-Management Relations Award, which honors SEC staff who have contributed significantly to labor-management relations.Prior to his work at the SEC, Mr. [read post]
NCSLT Litigation Moratorium? – Expect confusion, inconsistent implementation, and need for follow-up
22 Sep 2017, 2:27 pm
On Sep. 18, 2017 the CFPB issued an administrative CONSENT ORDER that requires Transworld Systems, Inc. [read post]
21 Sep 2017, 6:03 am
Private funds attorney Josh Watson discusses the case in his article “Attack of the Indirect Investor. [read post]
15 Sep 2017, 5:57 pm
Ohio National Fund, Inc. said the "escalating fraud investigation seems to us a thesis changer. [read post]
15 Sep 2017, 11:51 am
Barclays Capital Inc., for alleged anti-fraud violations based on alleged overbilling of advisory fees and excess mutual fund sales charges, which resulted in $97 million monetary relief. [read post]
13 Sep 2017, 8:09 am
Potomac Asset Management Company, Inc. provides investment advisory and management services to two private equity fund clients under limited partnership agreements and private placement memoranda The LPAs provided terms for calculation and payment of capital contributions and the payment of management fees paid to Potomac. [read post]
13 Sep 2017, 6:21 am
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
10 Sep 2017, 3:07 pm
PARK, DRUMMOND WOODSUM.TURNSTILE CAPITAL MANAGEMENT, Defendant, represented by BRIAN D. [read post]
4 Sep 2017, 2:20 pm
Due to bankruptcies, mergers, and going private transactions, there are 46% fewer publicly traded companies now than there were in 1996. [read post]
25 Aug 2017, 8:51 am
”Aequitas Capital Management, Inc. and related entities are based in Lake Oswego, Ore. [read post]
24 Aug 2017, 11:06 am
About the American Indian Law Center, Inc. [read post]
18 Aug 2017, 6:16 am
Temporary Relief Under the Volcker Rule to Foreign Banks With Respect to Certain Foreign Private Investment Funds Posted by Reena Sahni, Shearman & Sterling LLP, on Friday, August 11, 2017 Tags: Banks, Dodd-Frank Act, Financial institutions, Financial regulation, Foreign banks, International governance, Private funds, Volcker Rule Next Proxy Access Battlefront? [read post]
18 Aug 2017, 6:00 am
While the terms may sound familiar, there are crucial distinctions between each category that have a significant impact on issues like whether a fund qualifies for the private placement exemption, whether a fund’s manager will be entitled to receive performance-based compensation, and whether the fund will be required to register as an investment company. [read post]
18 Aug 2017, 6:00 am
While the terms may sound familiar, there are crucial distinctions between each category that have a significant impact on issues like whether a fund qualifies for the private placement exemption, whether a fund’s manager will be entitled to receive performance-based compensation, and whether the fund will be required to register as an investment company. [read post]
15 Aug 2017, 7:49 am
Hydrotech Sys., Inc., 109 F.3d 1567, 1572 (Fed. [read post]
13 Aug 2017, 6:00 am
For the commonwealth, with neither spare funds nor access to the capital markets, one of the strong appeals of PPPs is the ability to improve its infrastructure and provide jobs without spending its own resources. [read post]
11 Aug 2017, 6:06 am
Luftglass, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, August 4, 2017 Tags: Accounting, Acquisition premiums, Appraisal rights, Delaware cases, Delaware law, Fair values, Fairness review, Mergers & acquisitions Sunrise, Sunset: An Empirical and Theoretical Assessment of Dual-Class Stock Structures Posted by Andrew Winden, Stanford Law School, on Saturday, August 5, 2017 Tags: Accountability, Agency… [read post]
4 Aug 2017, 6:00 am
Balancing Board Experience and Expertise Posted by John Roe, Institutional Shareholder Services, Inc., on Friday, July 28, 2017 Tags: Board composition, Board performance, Boards of Directors, Director qualifications, Diversity, Institutional Investors Common-Sense Capitalism Posted by David A. [read post]
29 Jul 2017, 5:32 pm
Trinity Indus., Inc. [read post]
28 Jul 2017, 6:00 am
In recent years the SEC has closely examined private equity fund performance and reporting during routine exams. [read post]
