Search for: "Securities Investor Protection Corporation"
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29 Jul 2013, 7:45 am
Elan Corporation[19], the Second Circuit affirmed the dismissal of a securities fraud class action against two pharmaceutical joint venturers, which issued a challenged press release on interim phase II clinical trial results for bapineuzumab, a drug for mild- to moderate-Alzheimer’s disease. [read post]
3 Aug 2010, 5:00 am
Sources: SEC Compliance and Disclosure Interpretations under the Securities Rules Corp Fin Issues a New “Accredited Investor” CDI by Broc Romanek in The Corporate Counsel .net Underwater Mortgages & the New “Accredited Investor” Net Worth Test by William Carleton SEC Staff Clarifies Dodd-Frank Change to Accredited Investor Test in Jim Hamilton’s World of Securities Regulation The Changing Standard for an… [read post]
25 Mar 2015, 6:53 am
The Bad Actor Disqualification Act of 2015 would require the SEC to conduct and vote on its waiver process at the Commission, rather than staff, level; require the Commission to consider whether granting a waiver would be in the public interest, protect investors, and promote market integrity; provide a public notice and comment period and the opportunity to request a hearing; and require SEC staff to keep public records of all waiver requests and denials along with a public… [read post]
4 Aug 2017, 6:00 am
Lin, Temple University, on Thursday, August 3, 2017 Tags: Algorithmic trading, Capital markets, Cybersecurity, Financial technology, Flash orders, High-frequency trading, Information environment, Investor protection, Securities fraud, Securities regulation The Delaware Supreme Court Speaks to Market Evidence in Appraisal: DFC Posted by Theodore N. [read post]
31 Mar 2009, 2:21 pm
Page Perry's attorneys are actively involved in representing institutional and corporate investors in securities cases. [read post]
31 Aug 2022, 5:08 am
CrowdStrike Falcon leverages a single lightweight-agent architecture with integrated cloud modules spanning multiple security markets, including corporate workload security, managed security services, security and vulnerability management, IT operations management, threat intelligence services, identity protection and log management. [read post]
24 Aug 2022, 9:01 pm
The SEC’s Proposed Rule on Climate-Related Disclosures Federal financial services regulators have made clear their intention to use their regulatory power to protect market participants from alleged abuses relating to ESG. [read post]
23 Mar 2018, 6:06 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois, and Vero Beach, Florida. [read post]
21 Jan 2016, 8:03 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
1 Feb 2023, 9:01 pm
Investor Protection. [read post]
5 Aug 2022, 11:34 am
We take special care to protect whistleblowers. [read post]
25 Jan 2023, 9:15 am
“Whistleblowers play an instrumental role in helping the SEC detect and prosecute wrongdoing and in protecting investors and the capital markets,” said Creola Kelly, Chief of the SEC’s Office of the Whistleblower. [read post]
30 Jan 2012, 2:00 am
We also discuss two rulings from the Southern District of New York: one largely denying a motion to dismiss a credit crisis-related suit against GE; and another holding that investors in Madoff feeder funds do not qualify as “customers” under the Securities Investor Protection Act. [read post]
19 Jan 2022, 1:06 pm
As I noted in a prior post (here), earlier this month, a plaintiff investor filed a securities class action lawsuit against Talis Biomedical Corporation, a company that, like NRx, had sought an emergency use authorization for a developmental stage COVID-19-related product. [read post]
15 Nov 2021, 8:16 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
21 May 2018, 10:10 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Aug 2020, 5:48 am
Huber (Davis Polk & Wardwell LLP), on Monday, August 3, 2020 Tags: Consumer protection, Disclosure, Environmental disclosure, ESG, Liability standards, Materiality, Risk disclosure, SEC, Securities regulation Corporate Culture as a Theory of the Firm Posted by Gary B. [read post]
17 Jan 2024, 1:00 pm
The complaint purports to be filed on behalf of investors who purchased the company’s securities during the period January 26, 2023 to January 3, 2024. [read post]
8 Jul 2020, 3:26 pm
The complaint purports to be filed on behalf of a class of investors who purchased the company’s securities between February 27, 2020 and June 16, 2020. [read post]
18 Nov 2022, 6:51 am
Nor does it offer genuine financial inclusivity and robust protections for digital asset purchasers and investors, in his view.Significant risks. [read post]
