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24 Mar 2011, 9:15 am by Carolyn Moskowitz
Susan Hackett, a spokeswoman for the Association of Corporate Counsel, told the Wall Street Journal that the whistleblower rules fueled more concern than any other issue during her 22 years at the special interest group. [read post]
20 Mar 2012, 7:27 pm by Ted Allen
" “A wave of accounting scandals--think Enron and WorldCom--had destroyed the nest eggs of millions of Americans and upended investor confidence in Wall Street. [read post]
28 Jul 2015, 5:02 pm by Sabrina I. Pacifici
The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council as systemically important periodically submit resolution plans to the FDIC and the Federal Reserve. [read post]
6 Feb 2019, 3:04 am by Liz Dunshee
Finance’s “Chuck Schumer and Bernie Sanders May Be Dead Right About Stock Buybacks” – Vox’s “Bernie Sanders & Chuck Schumer Are Going After Corporate Stock Buybacks” – CNBC’s “Wall Street Defends Buybacks From Sanders, Schumer Attack: ‘Good Companies Buy Back Their Shares'” More on “Insider Trading: House Bill Targets 10b5-1 Plans” The “Promoting Transparent Standards for… [read post]
8 Jan 2007, 10:41 am
A: I think having training at a Wall Street law firm was really important. [read post]
28 Jul 2013, 6:56 am by David Snyder
The appraisal requirements for higher-priced mortgages were imposed by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
14 Aug 2013, 7:03 am by Jonathan Tycko
  In July, the Public Interest Disclosure Bill was signed into law, which, according to the Wall Street Journal, protects whistleblowers who reveal wrongdoing—such as financial abuses or safety lapses—within the Australian government. [read post]
27 Aug 2022, 6:31 am
Congress enacted Section 14(i) of the Exchange Act and other executive compensation reforms as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [1] Those provisions, among other things, provide disclosure into an area that had inadequate transparency. [read post]
27 Aug 2022, 6:31 am
Congress enacted Section 14(i) of the Exchange Act and other executive compensation reforms as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [1] Those provisions, among other things, provide disclosure into an area that had inadequate transparency. [read post]
28 Dec 2007, 4:11 am
"Whichever oxymoron best captures the wisdom of the Wall Street sages who've made fortunes in structured finance, the moral is clear: Karma may not be a boomerang, but risk sure is.A happy and prosperous New Year to all, come what may. [read post]
27 Mar 2008, 5:15 am
  As he notes:Ultimately, those who were so concerned with Wall Street's competitiveness need to realize that the true competitive advantage of America's capital markets has long been their high quality. [read post]
6 Mar 2023, 10:15 am by Neil Schoenherr
 He has written on the postcrisis transformation of Wall Street in the Harvard Business Law Review. [read post]
21 Oct 2016, 7:40 am by Adam Weinstein
  From March 2016 through July 2016, Byrd was associated with Invest Financial Corporation. [read post]
16 Mar 2011, 9:13 am
As we reported recently on our Miami Foreclosure Lawyer Blog, MERS is the electronic mortgage tracking system, which was instituted so that banks and mortgage companies could package and sell mortgages as Wall Street investments. [read post]
13 Mar 2012, 3:00 am by Steve Lombardi
 Is it capitalism on the way up but when it goes against Wall Street, it's socialism on the way down? [read post]