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24 Sep 2015, 1:15 pm
" The proposed rule was filed with the office of the Secretary of State on May 20, 2015 and shows an earliest possible date of adoption as July 5, 2015. [read post]
21 Sep 2017, 12:22 pm by Renae Lloyd
According to the complaint, SII Investments allegedly let its agents artificially inflate its clients’ net worth figures, thus violating the firm’s own guidelines prohibiting a single non-traded REIT to account for more than 10% of a client’s net worth, or more than 20% in non-traded REITs in general. [read post]
31 Oct 2011, 10:59 am by Jay Fishman
Investment advisers are cautioned to pay the $75 IA firm renewal fee and $20 renewal fee for each representative inNovember as renewal payments not posted on IARD by December 23, 2011 will cause the automatic cancellation of the firm's and representatives' registrations; also, paying in November gives firms ample time to fix errors. [read post]
29 Aug 2012, 8:15 pm by Buce
You invest the boss's  money in projects #1 through #10. [read post]
9 Jul 2010, 9:59 pm by Patent Docs
The Institute for International Research (IIR) will be holding its 2nd Annual Business of Biosimilars conference from September 20-22, 2010 in Boston, MA. [read post]
2 Aug 2011, 1:37 am by Jacob Katz Cogan
Contents include:Conference on International Investment Arbitration, Supreme Court of Singapore, January 20, 2010Session 1: Are Tribunals Setting New Limits on Access to International Jurisdiction? [read post]
14 May 2014, 2:54 pm by Roger Stark
For example, Brazil's generation base is already 85% plus renewable energy based on its hydro-electric resources alone; Chile is implementing a "20-by-25" program, with the goal of generating at least 20% of its energy from renewable resources by 2025; Mexico is reforming its energy sector to facilitate foreign investment and attract more renewable energy development; and These and other LAC markets offer remote off-grid locations, extractive… [read post]
On 6 October 2020, the FCA published Policy Statement 20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets (PS20/10). [read post]
25 Feb 2018, 5:08 pm by Nate Nead
We didn't make investments in Wells Fargo due to investing banking. [read post]
6 Nov 2010, 7:08 pm by Simon Lester
"  Leading up to the G-20 meetings, economist Kenneth Rogoff writes: G-20 leaders who scoff at the United States’ proposal for numerical trade-balance limits should know that they are playing with fire. [read post]
29 May 2016, 5:04 am
How can a company with $74 billion dollars in annual revenues not understand the need to invest in both plant and personnel? [read post]
17 Apr 2015, 9:47 am by Allison Tussey
” Investors believed that their investments were secured by real estate and Ashcraft promised them 40% annual returns on their investments. [read post]
25 Jan 2016, 6:30 am by D. Daxton White
The management fee is normally around 2%, however, the performance fee can often meet or exceed 20%. [read post]
27 Aug 2011, 2:20 am by Lawrence Cunningham
  Inspired by Buffett’s investment in preferred stock and warrants of Bank of America (in which I have owned stock for 20 years, through predecessors), it is interesting to think of Buffett as rescuer of troubled American financial institutions: from Salomon Brothers in the late 1980s through Goldman Sachs in the 2008 crisis and B of A today. [read post]
20 Jan 2009, 4:26 am
Nearly two years ago, on a Tuesday in February 2007, a Wall Street salesman pitched an investment that sounded almost magical. [read post]
9 Jun 2010, 10:05 am by Eric Schweibenz
James Gildea issued the public version of Order No. 20 (dated May 20, 2010) in Certain Video Displays, Components Thereof, and Products Containing Same (Inv. [read post]
20 Aug 2021, 5:55 am
Posted by Robert Eccles, Colin Mayer, and Judith Stroehle (Oxford University), on Friday, August 20, 2021 Editor's Note: Robert G. [read post]
6 Apr 2017, 8:49 am by Renae Lloyd
In addition, the fund may invest up to 20% of the value of its total assets in a wide variety of securities and financial instruments, of all kinds and descriptions, that are not MLP investments, such as equity securities, equity-linked securities, fixed income securities (including “junk securities”), and money market securities, according to US World & News Report. [read post]
7 Oct 2011, 6:22 am by McNabb Associates, P.C.
The wire fraud charge carries a maximum penalty of 20 years in prison and the tax evasion charge carries a maximum penalty of five years in prison. [read post]