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27 Mar 2013, 1:43 pm by Cathy Holmes
EB-5 regional centers may price their funds independent of their place in the capital stack (independent of risk) but the standards of underwriting and evaluation should be similar to the institutional capital they are replacing. [read post]
12 May 2014, 6:00 am by Carter Ruml
The adult child can contribute, say, 1% of the capital to the LLC in return for all of the LLC’s voting units. [read post]
15 Apr 2010, 6:47 am by David Hiersekorn
In general, an S Corp is better, unless you have a need to accumulate a large war chest of capital to use for expansion later. [read post]
23 Jun 2018, 6:33 pm by Staff Attorney
  According to the SEC’s complaint, the defendants misled 600 investors through sales of securities in issuers First Nationle Solution LLC (First Nationle), United RL Capital Services (United RL), and Percipience Global Corp. [read post]
20 Mar 2019, 10:00 am by Site Admin
I want to talk to you today about two different kinds of funds, index funds and mutual funds, and how they may or may not be the right fit for you. [read post]
11 Nov 2011, 10:44 am by SECLaw Staff
The SEC charged a San Diego-based investment advisory firm and its president with fraud for failing to disclose a conflict of interest to clients and materially misrepresenting the liquidity of a hedge fund.The SEC’s Division of Enforcement alleges that when Western Pacific Capital Management LLC and its president pushed clients to invest in a security, they did not disclose that Western Pacific would receive a 10 percent commission. [read post]
21 Jun 2010, 5:53 pm by Randall Reese
  Since the bankruptcy filing, the fund has made five capital calls pursuant to which it requested approximately $46.7 million in funding from Lehman Brothers, none of which it provided. [read post]
It is believed that some of the following entities were controlled by Triton and involved in this fraud: Triton Services, LLC d/b/a Triton Realty Triton Capital Services, LLC d/b/a Triton Land Development Tvest Group, LLC Capvest, LLC Triton Sports Management, Inc. [read post]
10 Jun 2007, 8:30 pm
Jon Burke, managing director at Burke Capital Group LLC, said investors are more closely examining banks with existing performance records. [read post]
17 Aug 2020, 4:36 am by Peter Mahler
Each accused the other of various breaches of fiduciary duty including use of company funds for non-business purposes. [read post]
3 Jan 2019, 2:10 pm by Sheila R. Carroll
If you questions related to these standards or other SEC initiatives or regulatory standards, please call us at Cosgrove Law Group, LLC. [read post]
27 Dec 2023, 6:09 pm by The White Law Group
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
5 Sep 2018, 10:10 am by John Jascob
"Jay" Lathen, his advisory firm Eden Arc Capital Management, LLC (EACM), and the general partner to his hedge fund, Eden Arc Capital Advisors, LLC (EACA). [read post]
15 Aug 2011, 12:24 pm
Click here for more blog postings about IMH Financial Corporation (formerly known as the IMH Secured Loan Fund, LLC) [read post]
27 Apr 2017, 6:43 am by Daniel Shaviro
Hedge fund managers can often do this, and it underlies the "carried interest" controversy.But it's harder to do the capital gains trick than it would be to take advantage of the small business loophole. [read post]
18 Jun 2014, 11:57 am by The Public Employment Law Press
”DiNapoli’s office identified nearly 10,000 unclaimed funds accounts valued at $5,023,246 by matching the names of 1,600 local governments against the state’s unclaimed funds database. [read post]