Search for: "In Re Securities and Exchange Commission"
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11 Oct 2012, 4:22 am
Denbury Res. [read post]
9 Sep 2011, 2:51 am
Meanwhile, congressional Republicans have already succeeded in cutting funding for the Securities and Exchange Commission despite increased responsibilities under the Dodd-Frank Act. [read post]
11 Jan 2018, 9:30 pm
Securities and Exchange Commission (SEC) temporarily suspended trading of UBI Blockchain Internet, a Chinese company that provides blockchain services. [read post]
27 Dec 2013, 6:36 am
In one such speech Mary Jo White, the new chair of the Securities and Exchange Commission, asked a group of CCOs: ”Do you have the necessary independence, access, authority and support to do your jobs effectively? [read post]
18 May 2009, 1:34 pm
The first would be similar to the Commission's proposal from 2003, and would write an access method directly into the securities laws. [read post]
1 Feb 2012, 9:07 am
Securities and Exchange Commission was also involved in the probe, said another person familiar with the case, who added that fewer than five people will be charged. [read post]
20 May 2024, 9:05 pm
The Ban the Batistas campaign is calling on the New York Stock Exchange (NYSE) and the Securities and Exchange Commission (SEC) to bar the Batista Brothers from U.S. markets in what it says would be “a decisive response to their ruthless onslaught on fair play. [read post]
14 Mar 2010, 8:25 am
After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC” or “Commission”) announced on February 24, 2010 the adoption of a new short sale rule — Rule 201 of Regulation SHO (the “Rule” or “Rule 201”). [read post]
28 Jan 2020, 5:00 am
Last February, the center-left Social Democratic Party—the junior coalition partner in the German government—announced the creation of a commission to re-examine the party’s approach to foreign and security policy. [read post]
14 Feb 2008, 4:53 am
Securities and Exchange Commission and various other regulators are on their case with serious investigations. [read post]
9 Mar 2021, 3:03 am
We’re excited to offer a format that can be either “live & interactive” or “on-demand” (your choice! [read post]
27 Jan 2017, 10:28 am
According to a Russian government spokesman, the leaders will “exchange views about the main parameters about current bilateral relations. [read post]
11 Aug 2016, 4:02 am
Securities and Exchange Commission. [read post]
26 Feb 2021, 6:00 am
Securities and Exchange Commission, on Wednesday, February 24, 2021 Tags: Capital formation, Cryptocurrency, Financial technology, GameStop, Investor protection, Robinhood, Securities enforcement, Securities regulation, Short sales More than 1,200 Empirical Studies Apply the Entrenchment Index of Bebchuk, Cohen and Ferrell (2009) Posted by Leeor Ofer (Harvard Law School), on Wednesday, February… [read post]
15 Dec 2017, 1:02 pm
The findings stated that Marino received commissions of approximately $60,000 from the unsuitable transactions. [read post]
2 Aug 2011, 5:26 am
Milton, AIG's vice president of reinsurance, were sentenced to prison in 2009 for their involvement in the scheme, which authorities estimate cost AIG shareholders more than $500 million.Testimony from two cooperating witnesses associated with Gen Re helped convict the five executives of conspiracy, mail fraud, securities fraud and false statements to the Securities and Exchange Commission. [read post]
11 Feb 2011, 12:28 pm
The Securities and Exchange Commission's own exhaustive 2009 survey of U.S. and foreign firms showed that the burden of complying with Sarbox remains a major deterrent to going public in the United States. [read post]
4 Aug 2011, 12:38 pm
They’re told to paint a picture of a duck, but they choose the brush, the colors and the frame. [read post]
22 Feb 2018, 9:30 pm
Securities and Exchange Commission—and not when they disclose to others, like higher authorities within the company itself. [read post]
9 Jul 2012, 6:50 pm
There’s also the fact that the 9/11 case will be Guantanamo’s most consequential prosecution, and thus deliver a verdict on the re-tooled commission system. [read post]
