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15 Feb 2014, 5:54 am
The Office of Compliance Inspections and Examinations (OCIE), in coordination with other Securities and Exchange Commission (SEC) staff released guidance and observations concerning investment advisers due diligence process for selecting alternative investments. [read post]
17 Mar 2010, 6:03 am
An investigative report that found 38% of Massachusetts nursing homes had been rated "below average" got the attention of our Pennsylvania nursing home neglect attorneys. [read post]
3 Mar 2010, 7:59 pm
Ethics committee investigating Massa’s alleged advances toward staffer. [read post]
26 Jan 2013, 5:00 am
The DOL's investigators found that the restaurant employees employed as servers and kitchen staff were not paid wages of at least hourly minimum wage and not paid proper compensation for overtime. [read post]
25 Apr 2013, 8:03 am
The charges are the result of two separate investigations by staff of the Office of the Information and Privacy Commissioner stemming from complaints received in 2012. [read post]
28 Jan 2014, 9:17 am
He or she may carry out some investigations and seek informal resolutions of complaints, as well as contributing data to the annual report.At present, nine of ten UC campuses have Ombuds offices. [read post]
12 Nov 2009, 11:15 am
 Under this policy, which will guide both DEC staff and remedial parties, the level of soil cleanup for a site will depend on the regulatory program under which the site is being addressed and the potential impact on ecological resources, groundwater, surface water, sediment and soil vapor. [read post]
23 Apr 2012, 11:50 am
The article emphasizes a number of the bureaucratic challenges SEC staff members like Mr. [read post]
18 Feb 2022, 10:45 pm
" For the economic prong of the domestic industry requirement, Apple's argument comes down to emplying engineers and other staff in America, plus having an ecosystem. [read post]
19 Nov 2009, 7:41 pm
The assistant investigator attended most staff meetings in the lead investigator's department and considered the lead investigator to be “an internal customer” of his, that is, a person he "served", according to the Nazir court. [read post]
29 Sep 2021, 5:01 am
” Meadows and Scavino were White House officials during the relevant period, and Patel was chief of staff to the acting secretary of defense. [read post]
20 Jan 2023, 7:46 am
” Additionally, they provided the SEC staff with documentation and ongoing assistance throughout the investigation. [read post]
20 Jun 2013, 1:35 pm
Do medical staff at The Place make frequent, daily rounds? [read post]
21 Mar 2016, 1:00 pm
Unlike investigations brought under Section 5 of the Act, no wrongdoing needs to have occurred to trigger a Section 6 investigation. [read post]
Nursing Home Cited For Mistreatment Of Resident Following Investigation Of Resident's Fractured Neck
16 Feb 2009, 2:29 am
Investigators interviewed both Gall's family as well as staff at Alden Hills in attempting to determine the cause of Gall's broken neck. [read post]
21 Jan 2018, 5:34 pm
Consensual relationships between supervisors and staff they manage should be prohibited to avoid the potential for coercion claims. [read post]
21 Jan 2018, 5:34 pm
Consensual relationships between supervisors and staff they manage should be prohibited to avoid the potential for coercion claims. [read post]
15 Jun 2007, 8:15 am
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"Investigators traced the fax and telephone numbers to Wilson. [read post]
19 Jul 2018, 8:34 am
In connection with that investigation, on June 21, 2018, FINRA staff sent a request to Bloom for on-the-record testimony. [read post]
19 Mar 2012, 11:11 am
In particular, his position in the organization, relationship with charged parties, and intimate knowledge of the quantitative investment models allowed him to provide detailed and credible information that was important to the SEC staff’s investigation. [read post]
