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10 Jun 2022, 6:33 am
The SEC’s Cyber Disclosures Posted by Shiva Rajgopal (Columbia University) and Alex Sharpe (Sharpe Consulting LLC), on Friday, June 3, 2022 Tags: Cybersecurity, Ransomware, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation CEO Pay Proposals Face Growing Investor Disapproval Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 3, 2022 Tags: Executive… [read post]
9 Jun 2022, 8:46 am
The National Highway Traffic Safety Administration (NHTSA) recently issued a consumer alert about certain recalled Goodyear tires. [read post]
7 Jun 2022, 1:04 pm
The Ocean Construction Services case arises from a contractual dispute between Allan Myers VA Inc. and Ocean Construction Services Inc., or OCS, involving renovation work performed in sections of Arlington National Cemetery. [read post]
7 Jun 2022, 5:12 am
The claim further alleges that WestPark Capital, Inc. unsuitably invested its client in the high-risk GWG Series L Bond, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
6 Jun 2022, 9:48 am
Investigators ruled out green grapes as a source of infection after learning the grapes were prepackaged and distributed nationally. [read post]
6 Jun 2022, 7:06 am
’s foreign policy goals and national security objectives. [read post]
3 Jun 2022, 8:02 am
Speakers will address three primary questions including how these technologies may affect key issues and institutions of international governance such as national security, democracy, human rights, and international economics; how they may challenge the roles of the nation state, corporations, and individuals; and how some countries are already adapting to the opportunities and risks posed by them. [read post]
3 Jun 2022, 7:18 am
The claim further alleges investment losses in Healthcare Trust Inc and Franklin BSP Lending Corp. [read post]
2 Jun 2022, 8:11 am
” “The dual roles that BDO played at Electric Last Mile Solutions Inc. are typical of potential conflicts of interest faced by auditors. [read post]
1 Jun 2022, 3:05 pm
Haaland (Indian Self-Determination and Education Assistance Act) Fort Defiance Indian Hospital, Inc. v. [read post]
1 Jun 2022, 8:46 am
MML Investors Services, LLC NYLife Securities LLC Teresa Gomez UBS Financial Services Inc. [read post]
31 May 2022, 11:59 am
Planned Security Service, Inc., 190 A.D.3d 485 (1st Dept. 2021) Marion Hedges went to a shopping center in Manhattan with her 13 year old son. [read post]
30 May 2022, 6:32 pm
Servs., Inc., 287 N.J. [read post]
29 May 2022, 4:05 pm
The Panopticon Blog had an article on the recently discontinued representative claim SMO v TikTok Inc and Others [2022] EWHC 489 (QB). [read post]
28 May 2022, 4:09 am
SEC fines RiverSource Distributors Inc. $5 Million for Improper Variable Annuity Exchanges According to The Securities and Exchange Commission this week, the regulator has reportedly fined RiverSource Distributors Inc., a subsidiary of Ameriprise Financial Services LLC, $5 million for allegedly improperly switching Ameriprise customers’ variable annuities in order to generate commissions. [read post]
27 May 2022, 9:27 am
Spectrum Security Services, Inc. [read post]
26 May 2022, 8:58 am
“People who have financial services can then shop for more. [read post]
25 May 2022, 9:01 pm
And the SEC suggests that supply chain and commodity risks are a primary consideration, by asking for information on the impact of the invasion on energy, raw materials, the “costs and risks associated with transportation,” and “whether and how … products, lines of service … or operations are materially impacted by supply chain disruptions. [read post]
25 May 2022, 1:33 pm
CashCall, Inc. [read post]
25 May 2022, 10:28 am
Memorial Day, a holiday that honors fallen service members, is a popular travel weekend for people to get together with family members and friends. [read post]
