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19 Apr 2021, 3:13 am
The Board noted that "[t]he standard for tacking is very strict and tacking in general is permitted only in 'rare instances.'" Sometimes the addition of a single word makes a difference [e.g., AMERICAN MOBILPHONE and AMERICAN MOBILPHONE PAGING], sometimes not [e.g., AMERICAN SECURITY and AMERICAN SECURITY BANK]. [read post]
2 May 2011, 9:51 pm
(GS) funds, illegally paid recruiters based on the number of students they enrolled, the company said in a Securities and Exchange Commission filing today. [read post]
12 Jul 2022, 2:14 pm
Background Graf Industrial Corp. was a special purpose acquisition company (SPAC). [read post]
26 Oct 2015, 6:30 am
Wyndham Worldwide Corp., No. 14-3514 (3rd Cir. [read post]
17 Nov 2009, 4:57 am
Developers Diversified Realty Corp. sold $400 million worth of of debt backed by shopping centers backed by 28 malls in 19 states. [read post]
27 Jan 2016, 11:04 am
II) FSIC III (FS Investment Corp. [read post]
17 Jun 2024, 6:08 am
In Haiti’s case this will need to include some way they can give back to their communities – a jobs corps in which they are active in environmental or urban restoration is often met with a positive response by Haitian civil society, a kind of restorative justice. [read post]
8 Jul 2020, 7:42 am
He previously worked for Money Concepts Capital Corp (CRD# 12963), Chase Investment Services Corp (CRD# 25574), Banc One Securities Corporation (CRD# 16999), and Edward Jones (CRD# 250). [read post]
24 Jun 2007, 8:40 pm
Brookstreet Securities Corp. has liquidated securities following margin calls by National Fidelity Securities (NFS), a division of Fidelity Investments. [read post]
18 Apr 2012, 7:20 pm
The North Carolina state regulators issued a final administrative cease-and-desist order against Taylor and City Capital Corp., among others, on March 29th. [read post]
8 Jul 2014, 10:15 am
Wyndham Worldwide Corp., et al., Defendants. [read post]
8 Jul 2014, 10:15 am
Wyndham Worldwide Corp., et al., Defendants. [read post]
26 Jan 2021, 12:59 pm
If you are concerned about investments with David Jenson and Great Nation Investment Corp., the securities attorneys at The White Law Group may be able to help you. [read post]
6 Sep 2020, 7:01 am
In fact, a 2019 Rand Corp. report on terrorism prevention highlighted the need for an increased role for HHS in this area as part of a shift to a public health model for CVE efforts in the United States. [read post]
18 Jun 2009, 1:57 pm
Securities and Exchange Commission. [read post]
18 Nov 2009, 2:52 pm
According to sources, many independent broker-dealers such as American Portfolios Financial Services, National Securities Corp., Securities America, and Signature Financial Group, sold the notes. [read post]
25 Jan 2019, 1:03 pm
(CRD #18334) and Mutual Capital Corp. [read post]
22 Jun 2018, 1:34 pm
(CRD #3420) and Wien Securities Corp. [read post]
5 Feb 2018, 1:25 pm
Vazquez was a registered stockbroker with Cetera Advisors and Investors Capital Corp. from 2011-2015. [read post]
4 Mar 2018, 12:00 am
In The Cato Corp., 2017 BL 63285 (Feb. 28, 2017), The Cato Corporation (“Cato”) asked the staff of the Securities and Exchange Commission (“SEC”) to permit the omission of a proposal submitted by Walden Asset Management (“Shareholder”) requesting the board amend its written equal employment opportunity (“EEO”) policy to explicitly prohibit discrimination based on sexual orientation and gender identity or expression and report on its… [read post]
