Search for: "In Re Securities and Exchange Commission"
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17 Oct 2018, 6:49 am
The problem has become big enough that the Securities and Exchange Commission released a report indicating that falling victim to this kind of cyber attack could be considered a failure in the company’s internal accounting controls. [read post]
13 Oct 2018, 7:22 am
Securities and Exchange Commission. [read post]
13 Oct 2018, 7:20 am
Securities and Exchange Commission. [read post]
12 Oct 2018, 12:08 pm
As long as investors can be convinced they can earn a reward without risk, Ponzi schemes will find victims.Ponzi Schemer Paid Priests for PrayersAn investment advisor charged by the Securities and Exchange Commission with running a multi-million dollar Ponzi scheme spent close to a million dollars on prayers from Hindu priests in order to keep the feds at bay. [read post]
4 Oct 2018, 9:30 pm
Securities and Exchange Commission announced a settlement with Elon Musk, co-founder and CEO of Tesla, on securities fraud charges stemming from a tweet that falsely claimed Musk had secured funding to take Tesla private at $420 per share. [read post]
30 Sep 2018, 5:16 pm
The Musk and Tesla SEC Lawsuits The facts of the US Securities and Exchange Commission (SEC) lawsuit against Elon Musk, filed September 27, 2018, are fairly straightforward. [read post]
27 Sep 2018, 2:55 am
Securities and Exchange Commission (SEC) and appropriate state agency, unless they fall into an exemption. [read post]
24 Sep 2018, 6:24 am
In Proceedings of the 27th USENIX Conference on Security Symposium (pp. 1353-1370). [read post]
20 Sep 2018, 7:30 am
Securities and Exchange Commission. [read post]
20 Sep 2018, 6:02 am
SEC Takes Down Ponzi-Like Operation Involving 230 InvestorsThe SEC (Securities Exchange Commission) announced today that it has obtained a court order to shut down a major investment operation worth approximately $345 million. [read post]
18 Sep 2018, 1:06 pm
In every criminal case, the prosecution is constitutionally required to prove the “elements” of the crime – that is, the “facts necessary to constitute the crime,” as the court put it in 1970 in In re Winship. [read post]
16 Sep 2018, 8:06 am
On the other hand, the hard places present their own challenges: (1) Russia re-emerging to embrace a role it had started placing well in the wake of the end of the Napoleonic Wars and takes up again, to replace the United States as the shadow under which Europe may be permitted to retain its wealth if not its power, and (2) China as a rising power, not yet militarily (though that is coming) but certainly in trade which poses the greatest threat to the core of the power of the… [read post]
13 Sep 2018, 6:30 am
Among the recent developments that could give would-be investors pause: The U.S Securities and Exchange Commission in May announced that it had secured injunctive relief to halt alleged “ongoing fraud” by an unregistered, non-exempt Initial Coin Offering (ICO) that had raised as much as $21 million in cryptoassets. [read post]
10 Sep 2018, 10:17 am
See, e.g., In re Cyclobenzaprine, 676 F.3d at1070–71. [read post]
6 Sep 2018, 11:40 am
A couple weeks later, on July 6, Tripp retained legal counsel and filed a formal whistleblower tip with the United States Securities and Exchange Commission. [read post]
6 Sep 2018, 6:01 am
Roisman to be a member of the Securities and Exchange Commission. [read post]
5 Sep 2018, 11:46 am
” Google’s plans to re-enter the Chinese market, codenamed Dragonfly, were leaked by an employee to the Intercept last month. [read post]
5 Sep 2018, 11:46 am
” Google’s plans to re-enter the Chinese market, codenamed Dragonfly, were leaked by an employee to the Intercept last month. [read post]
4 Sep 2018, 7:00 am
Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
4 Sep 2018, 7:00 am
Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
