Search for: "BUSINESS CONSULTANTS AND ASSOCIATES, LLC" Results 1141 - 1160 of 1,992
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31 Oct 2023, 8:41 am by centerforartlaw
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
26 Oct 2021, 9:37 am by The White Law Group
   FINRA members are also required to establish, maintain, and enforce written procedures to supervise the types of business in which they engage and the activities of their associated persons. [read post]
1 Jun 2020, 9:14 am by Silver Law Group
Contact us today for a no-cost, confidential consultation at 1-800-975-4345. [read post]
20 May 2020, 11:58 am by Silver Law Group
Cannacord Genuity LLC was the bookrunning manager for the offering and B. [read post]
22 Jun 2018, 3:00 am by Jay Butchko
For more information on your rights for work-related injuries, please contact Steinhardt, Siskind and Associates, LLC. [read post]
16 Apr 2024, 1:32 pm by The White Law Group
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
5 Nov 2020, 6:41 am by Renae Lloyd
Free Consultation with a Securities Attorney To determine whether you may be able to recover investment losses incurred as a result of your purchase of FS Energy & Power Fund, please contact The White Law Group at 1-888-637-5510 for a free consultation. [read post]
22 Jul 2018, 6:47 am by Staff Attorney
According to the SEC, Essex sold approximately $8.4 million in promissory notes to 21 Daniel Investment Associates (Daniel Investment) clients since 2014 and approximately $23.36 million from Granger Management LLC (Granger) since 2015. [read post]
22 Jul 2018, 6:47 am by Staff Attorney
According to the SEC, Essex sold approximately $8.4 million in promissory notes to 21 Daniel Investment Associates (Daniel Investment) clients since 2014 and approximately $23.36 million from Granger Management LLC (Granger) since 2015. [read post]
13 Apr 2020, 8:58 am by Renae Lloyd
FINRA reportedly barred Laws last April after an investigation into whether Laws potentially violated FINRA rules by engaging in undisclosed outside business activities and/or private securities transactions while associated with HD Vest. [read post]
10 Jun 2020, 1:22 pm by Silver Law Group
In 2019, the SEC filed a complaint alleging that broker-dealer Spartan Securities Group, Ltd. and transfer agent Island Capital Management LLC, which does business as Island Stock Transfer, helped create and sell at least 19 purportedly legitimate public companies that were in fact shams. [read post]
22 Oct 2014, 9:58 am by LindaMBeale
George, Utah and is the sole proprietor of Lewis & Associates, CPAs, LLC based in Draper, Utah. [read post]
22 Jun 2010, 3:35 am by SHG
Copyright © 2010 Simple Justice NY LLC. [read post]
16 Oct 2017, 11:17 am by Adam Weinstein
  From 1999 until December 2008 Newsholme was associated with Royal Alliance Associates, Inc. [read post]
21 Jun 2013, 6:43 pm by Schachtman
In-house lawyers are often consulted for advice on non-legal issues. [read post]
28 Apr 2010, 1:12 pm by WIMS
The approval will require Cape Wind Associates, LLC (CWA), the developer of the $1 billion wind farm, to agree to additional binding measures to minimize the potential adverse impacts of construction and operation of the facility. [read post]