Search for: "Gary Gensler"
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4 Sep 2022, 9:05 pm
SEC Chair Gary Gensler affirmed that the SEC provides a “core bargain” to investors: investors can take their own risks as long as accurate and complete disclosure informs investment decisions. [read post]
6 Mar 2021, 11:57 am
This materiality stew may have become further complicated by the remarks of SEC Chairman-designate Gary Gensler in his testimony before the Senate Banking, Housing, and Urban Affairs Committee, when he referred to economic materiality and political materiality. [read post]
4 Mar 2022, 8:25 am
SEC chair Gary Gensler stated that this rule change was “designed to ensure that a whistleblower is not disadvantaged by another whistleblower program that would not give them as high an award as the SEC would offer. [read post]
15 Nov 2023, 9:22 am
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
19 Oct 2023, 8:51 am
SEC Chair Gary Gensler underscored the importance of the changes: “Through helping to ensure that companies disclose material cybersecurity information, today’s rules will benefit investors, companies, and the markets connecting them. [read post]
16 Dec 2022, 9:02 pm
Gary Gensler, chair of the SEC, warned the public against listening to endorsements about investment advice. [read post]
31 Oct 2023, 2:07 pm
” Gary Gensler, Chair of the U.S. [read post]
1 Feb 2024, 3:30 am
SEC Chair Gary Gensler took the opportunity to make a statement about the benefits of the settlement policy. [read post]
1 Mar 2023, 12:59 pm
Peizer violated Rule 10b5-1 as it has existed for two decades by establishing and executing trading plans while aware of non-public information,” said SEC Chair Gary Gensler. [read post]
25 Mar 2022, 9:17 am
According to SEC Chair Gary Gensler, this rule change “is designed to ensure that a whistleblower is not disadvantaged by another whistleblower program that would not give them as high an award as the SEC would offer. [read post]
2 Oct 2009, 6:47 am
I am pleased to appear with CFTC Chairman Gary Gensler with whom I have worked closely over the last several months on a variety of issues. [read post]
5 Jan 2024, 3:30 am
Although the formal letter denying the petition was brief, the supporting statement from SEC Chair Gary Gensler was not. [read post]
3 Nov 2021, 4:32 pm
In recent months, SEC Chair Gary Gensler has also indicated that the SEC would place additional focus on ESG-related disclosures, and has indicated that the SEC would propose a mandatory climate risk disclosure rule by the end of 2021. [read post]
24 Jul 2024, 3:29 am
Assisted by GAI and LLM Technologies Additional Reading Coinbase Battles SEC Over Access to Gary Gensler’s Private Communications Evolve Bank Cyberattack Exposes Sensitive Data, Impacts Fintech Partners Wise and Affirm Source: ComplexDiscovery OÜ The post FTC Launches Probe into Surveillance Pricing Practices Targeting Eight Major Firms appeared first on ComplexDiscovery. [read post]
4 Sep 2024, 9:01 pm
” After several public statements by Chairman Gary Gensler and Enforcement Director Gurbir Grewal, the SEC has begun bringing enforcement actions alleging “AI washing” – these cases involve claims by the Commission that a company’s assertions that its business relies upon artificial intelligence are materially false and misleading. [read post]
21 Oct 2021, 6:35 am
SEC Chair Gary Gensler issued a brief public statement that largely repeated the GameStop report’s key recommendations. [read post]
11 May 2023, 9:01 pm
Good afternoon. [read post]
26 Jul 2022, 9:01 pm
Good afternoon. [read post]
22 Jul 2022, 8:55 am
Crypto Regulation Weekly: Congress Could Challenge Control SEC Seeks With Ripple SuitPYMNTS – July 20, 2022 All in all, this wasn’t a very good week for Securities and Exchange Commission Chairman Gary Gensler’s fight to win regulatory control over cryptocurrencies. [read post]
17 Feb 2022, 2:51 pm
The U.S. [read post]
